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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-8.96%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$267M
AUM Growth
-$88.8M
Cap. Flow
-$55.1M
Cap. Flow %
-20.66%
Top 10 Hldgs %
38.68%
Holding
183
New
60
Increased
29
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
HIL
Hill International, Inc. Common Stock
HIL
+$8.05M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.57M
3
GAM
General American Investors Company
GAM
+$4.84M
4
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.83M
5
MSF
Morgan Stanley Emerging Mkts Fd
MSF
+$3.74M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$14.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$9.3M
3
BBDC icon
Barings BDC
BBDC
+$7.68M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$7.61M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$6.5M

Sector Composition

Rank Sector Weight
1 Technology 6.35%
2 Consumer Discretionary 4.32%
3 Real Estate 3.53%
4 Financials 3.42%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLT icon
26
Invesco High Income Trust II
VLT
$65.8M
$3.52M 1.32%
281,331
+161,485
+135% +$2.13M
JOF
27
Japan Smaller Capitalization Fund
JOF
$347M
$3.31M 1.24%
397,335
-259,120
-39% -$2.61M
CHR icon
28
Cheer Holding
CHR
$3.62M
$3.16M 1.19%
218
-211
-49% -$3.03M
BIOX icon
29
Bioceres Crop Solutions
BIOX
$22.8M
$3.16M 1.18%
+313,480
New +$3.11M
BSE
30
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$3.1M 1.16%
256,234
-285,392
-53% -$3.45M
KLR
31
DELISTED
Kaleyra, Inc.
KLR
$2.97M 1.11%
83,921
-5,004
-6% -$176K
MMDM
32
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
$2.74M 1.03%
322,486
-30,900
-9% -$313K
DUC
33
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$2.68M 1.01%
326,757
+87,566
+37% +$717K
ALGR
34
DELISTED
Allegro Merger Corp
ALGR
$2.49M 0.93%
+255,552
New +$2.47M
NRXP icon
35
NRX Pharmaceuticals
NRXP
$143M
$2.41M 0.9%
23,723
-4,800
-17% -$485K
AEF
36
abrdn Emerging Markets Equity Income Fund
AEF
$364M
$2.37M 0.89%
372,420
+346,167
+1,319% +$2.26M
BCAC
37
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
$2.34M 0.88%
225,111
-32,528
-13% -$335K
AVCT
38
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$2.1M 0.79%
13,814
-1,685
-11% -$254K
SEGG
39
Sports Entertainment Gaming Global Corp
SEGG
$8.15M
$2.06M 0.77%
+148
New +$2.05M
FMCIU
40
DELISTED
Forum Merger II Corporation Unit
FMCIU
$2.01M 0.75%
198,743
-150,797
-43% -$1.53M
MVC
41
DELISTED
MVC Capital, Inc.
MVC
$1.99M 0.75%
242,311
-544,293
-69% -$4.87M
BRMK
42
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.98M 0.74%
206,038
+46,038
+29% +$455K
TBRGU
43
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
$1.96M 0.73%
193,204
-76,213
-28% -$774K
MTEC
44
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.94M 0.73%
191,906
-49,652
-21% -$503K
DTF
45
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$1.86M 0.7%
150,107
+89,244
+147% +$1.12M
MXE
46
Mexico Equity and Income Fund
MXE
$59.6M
$1.84M 0.69%
182,281
+112,906
+163% +$1.2M
JEQ
47
DELISTED
abrdn Japan Equity Fund
JEQ
$1.73M 0.65%
267,186
-414,699
-61% -$3.11M
EEM icon
48
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$1.73M 0.65%
44,350
-232,074
-84% -$9.3M
DMTK
49
DELISTED
DermTech, Inc. Common Stock
DMTK
$1.6M 0.6%
78,446
+2,437
+3% +$49.5K
HFRO
50
Highland Opportunities and Income Fund
HFRO
$404M
$1.58M 0.59%
+22,863
New +$336K
1
2
3 4 5

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SGCM
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WCP
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FWSM
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Bulldog Investors's Q4 2018 Portfolio in Review

As of Q4 2018, Bulldog Investors held 183 positions worth $267M, down 25% from $356M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Bulldog Investors withdrew a net $55.1M in Q4 2018, closing 30 positions and reducing 47 holdings. Its most notable exit was Deutsche Multi-Market Incm Trust, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 4.9% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in Hill International, Inc. Common Stock worth $7.78M.

  • Bulldog Investors's largest Q4 2018 buy was Hill International, Inc. Common Stock: 2,525,797 shares worth $7.78M.
  • Bulldog Investors added most to General American Investors Company in Q4 2018, an estimated $4.84M increase.
  • Bulldog Investors's biggest Q4 2018 reduction was Swiss Helvetia Fund, cutting an estimated $14.2M.
  • Bulldog Investors fully exited Deutsche Multi-Market Incm Trust in Q4 2018, selling an estimated $7.61M.
  • Bulldog Investors's ten largest holdings make up 39% of its $267M portfolio in Q4 2018.
  • Bulldog Investors opened 60 new positions and closed 30 in Q4 2018.
  • Bulldog Investors's portfolio value fell 25% quarter-over-quarter to $267M.

Based on Bulldog Investors's 13F filing for Q4 2018, filed 14 Feb 2019.