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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$444M
AUM Growth
+$54.7M
Cap. Flow
+$31.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
55.61%
Holding
100
New
13
Increased
19
Reduced
15
Closed
18

Top Buys

Rank Stock Value
1
NYRT
New York REIT, Inc.
NYRT
+$18.5M
2
GLQ
Clough Global Equity Fund
GLQ
+$8.44M
3
SWZ
Swiss Helvetia Fund
SWZ
+$7.2M
4
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$7.05M
5
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.52M

Top Sells

Rank Stock Value
1
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$22.5M
2
STC icon
Stewart Information Services
STC
+$4.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.32M
4
OEF icon
iShares S&P 100 ETF
OEF
+$3.47M
5
DHG
Deutsche High Incm Opportunities
DHG
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 18.94%
2 Real Estate 6.56%
3 Industrials 4.14%
4 Technology 0.69%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEF
26
DELISTED
Korea Equity Fund
KEF
$4.76M 1.07%
555,167
+277,463
+100% +$2.25M
FULL
27
DELISTED
Full Circle Capital Corporation
FULL
$4.63M 1.04%
1,752,062
+101,633
+6% +$268K
PCF
28
High Income Securities Fund
PCF
$101M
$4.55M 1.03%
566,995
+222,296
+64% +$1.77M
USA icon
29
Liberty All-Star Equity Fund
USA
$1.86B
$4.41M 0.99%
851,229
– –
ARWA
30
DELISTED
Arowana Inc.
ARWA
$4.08M 0.92%
400,000
– –
MACQU
31
DELISTED
M I Acquisitions, Inc. Unit
MACQU
$3.91M 0.88%
+390,000
New +$3.91M
STEW
32
SRH Total Return Fund
STEW
$1.82B
$3.58M 0.81%
426,605
– –
BRQS
33
DELISTED
Borqs Technologies, Inc. Ordinary Shares
BRQS
$3.08M 0.69%
1,563
– –
CET
34
Central Securities Corp
CET
$1.65B
$2.92M 0.66%
137,645
– –
SVVC
35
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$2.47M 0.56%
315,041
-1,100
-0.3% -$7.96K
XRDC
36
DELISTED
Crossroads Capital, Inc
XRDC
$2.31M 0.52%
1,121,032
– –
JFC
37
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$2.29M 0.52%
132,784
+69,552
+110% +$1.16M
ADX icon
38
Adams Diversified Equity Fund
ADX
$3.28B
$2.19M 0.49%
166,914
– –
CIK
39
Credit Suisse Asset Management Income Fund
CIK
$134M
$2.1M 0.47%
669,142
+266,186
+66% +$812K
SNAX
40
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.99M 0.45%
13,419
-200
-1% -$29.5K
MIIIU
41
DELISTED
M III Acquisition Corp
MIIIU
$1.62M 0.36%
+165,000
New +$1.61M
RVT icon
42
Royce Value Trust
RVT
$2.29B
$1.12M 0.25%
88,300
– –
ECAC
43
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
$1.02M 0.23%
100,000
– –
EQS icon
44
Equus Total Return
EQS
$16.1M
$925K 0.21%
497,162
– –
TGLS icon
45
Tecnoglass Holdings Inc.
TGLS
$1.84B
$876K 0.2%
+72,748
New +$861K
SGF
46
DELISTED
Aberdeen Singapore Fund
SGF
$875K 0.2%
93,379
+75,849
+433% +$704K
GRR
47
DELISTED
Asia Tigers Fund
GRR
$833K 0.19%
82,840
+68,049
+460% +$672K
APF
48
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$746K 0.17%
+49,443
New +$723K
KMM
49
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$609K 0.14%
71,219
+14,615
+26% +$125K
COTY icon
50
Coty
COTY
$2.51B
$588K 0.13%
+25,000
New +$660K
1
2
3 4

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WCP
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FWSM
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TC
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CMP
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HBT
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Bulldog Investors's Q3 2016 Portfolio in Review

As of Q3 2016, Bulldog Investors held 100 positions worth $444M, up 14% from $389M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Bulldog Investors deployed $31.2M of net new capital in Q3 2016, opening 13 new positions and adding to 19 existing holdings. Its largest new stake was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 24% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Stewart Information Services, an estimated $4.97M trimmed.

  • Bulldog Investors's largest Q3 2016 buy was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.
  • Bulldog Investors added most to New York REIT, Inc. in Q3 2016, an estimated $18.5M increase.
  • Bulldog Investors's biggest Q3 2016 reduction was Stewart Information Services, cutting an estimated $4.97M.
  • Bulldog Investors fully exited WINTHROP REALTY TRUST SHS BENE INT (NEW) in Q3 2016, selling an estimated $22.5M.
  • Bulldog Investors's ten largest holdings make up 56% of its $444M portfolio in Q3 2016.
  • Bulldog Investors opened 13 new positions and closed 18 in Q3 2016.
  • Bulldog Investors's portfolio value rose 14% quarter-over-quarter to $444M.

Based on Bulldog Investors's 13F filing for Q3 2016, filed 14 Nov 2016.