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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$245M
AUM Growth
-$53.4M
Cap. Flow
-$47.9M
Cap. Flow %
-19.54%
Top 10 Hldgs %
71.44%
Holding
87
New
18
Increased
14
Reduced
10
Closed
23

Top Buys

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$19.5M
2
STC icon
Stewart Information Services
STC
+$16.5M
3
GLQ
Clough Global Equity Fund
GLQ
+$4.86M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.68M
5
CET
Central Securities Corp
CET
+$2.57M

Top Sells

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$33.6M
2
DHG
Deutsche High Incm Opportunities
DHG
+$12.2M
3
JGG
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
+$11.6M
4
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$10M
5
DCA
Virtus Total Return Fund
DCA
+$7.31M

Sector Composition

Rank Sector Weight
1 Financials 15.19%
2 Consumer Discretionary 2.69%
3 Real Estate 1.72%
4 Industrials 0.95%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
26
Ellsworth Growth & Income Fund
ECF
$173M
$1.28M 0.52%
148,608
– –
XRDC
27
DELISTED
Crossroads Capital, Inc
XRDC
$1.17M 0.48%
222,163
+4,556
+2% +$25.4K
CAMB
28
DELISTED
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$1.13M 0.46%
115,825
– –
GLV
29
Clough Global Dividend & Income Fund
GLV
$78.2M
$778K 0.32%
54,409
-132,845
-71% -$2.01M
MWRX
30
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$706K 0.29%
85,785
+14,500
+20% +$120K
NQU
31
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$694K 0.28%
+50,730
New +$702K
GDL
32
GDL Fund
GDL
$91.9M
$667K 0.27%
63,251
+50,672
+403% +$543K
HERZ
33
Herzfeld Credit Income Fund
HERZ
$32.3M
$631K 0.26%
10,161
+3,434
+51% +$217K
OAKS
34
DELISTED
Five Oaks Investment Corp.
OAKS
$578K 0.24%
55,000
– –
GAB icon
35
Gabelli Equity Trust
GAB
$1.79B
$518K 0.21%
+83,679
New +$579K
MSP
36
DELISTED
Madison Strategic Sector
MSP
$492K 0.2%
39,728
-167,440
-81% -$2.14M
JPW
37
DELISTED
Nuveen Flexible Invstment Fd
JPW
$472K 0.19%
+26,943
New +$493K
AIII
38
DELISTED
ACRE Realty Investors Inc
AIII
$461K 0.19%
607,114
– –
QRHC icon
39
Quest Resource Holding
QRHC
$31.2M
$370K 0.15%
+26,875
New +$829K
AOD
40
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$311K 0.13%
36,500
– –
VDTH
41
DELISTED
Videocon d2h Limited
VDTH
$278K 0.11%
27,992
– –
CEE
42
Central and Eastern Europe Fund
CEE
$137M
$260K 0.11%
10,994
-871
-7% -$22.7K
FUR
43
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$200K 0.08%
13,263
-659,961
-98% -$10M
JTPY
44
DELISTED
JetPay Corporation
JTPY
$142K 0.06%
93,037
– –
RSO
45
DELISTED
Resource Capital Corp.
RSO
$97K 0.04%
5,000
– –
ROIQW
46
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$42K 0.02%
+190,936
New +$42K
WHLRW
47
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
$19K 0.01%
+48,000
New +$24.8K
GAB.RT
48
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$3K ﹤0.01%
+56,364
New +$4.29K
ETJ
49
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
– –
-328,976
Closed -$3.8M
GLO
50
Clough Global Opportunities Fund
GLO
$257M
– –
-135,641
Closed -$1.76M
1
2
3

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return

Bulldog Investors's Q3 2014 Portfolio in Review

As of Q3 2014, Bulldog Investors held 87 positions worth $245M, down 18% from $299M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Bulldog Investors withdrew a net $47.9M in Q3 2014, closing 23 positions and reducing 10 holdings. Its most notable exit was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA), an estimated $33.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in Blue Bird Corp worth $1.96M.

  • Bulldog Investors's largest Q3 2014 buy was Blue Bird Corp: 200,000 shares worth $1.96M.
  • Bulldog Investors added most to General American Investors Company in Q3 2014, an estimated $19.5M increase.
  • Bulldog Investors's biggest Q3 2014 reduction was WINTHROP REALTY TRUST SHS BENE INT (NEW), cutting an estimated $10M.
  • Bulldog Investors fully exited NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) in Q3 2014, selling an estimated $33.6M.
  • Bulldog Investors's ten largest holdings make up 71% of its $245M portfolio in Q3 2014.
  • Bulldog Investors opened 18 new positions and closed 23 in Q3 2014.
  • Bulldog Investors's portfolio value fell 18% quarter-over-quarter to $245M.

Based on Bulldog Investors's 13F filing for Q3 2014, filed 13 Nov 2014.