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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$198M
AUM Growth
-$57.7M
Cap. Flow
-$63.1M
Cap. Flow %
-31.82%
Top 10 Hldgs %
62.51%
Holding
92
New
34
Increased
2
Reduced
28
Closed
21

Top Buys

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$5.27M
2
LIND icon
Lindblad Expeditions
LIND
+$4.88M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$4.58M
4
GLQ
Clough Global Equity Fund
GLQ
+$3.09M
5
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$13.7M
2
MVC
MVC Capital, Inc.
MVC
+$13.7M
3
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
4
JMI
JAVELIN MTG INVESTMENT CORP COM
JMI
+$8.4M
5
LEN.B icon
Lennar Class B
LEN.B
+$7.37M

Sector Composition

Rank Sector Weight
1 Financials 7.74%
2 Consumer Discretionary 2.59%
3 Real Estate 1.61%
4 Energy 1.02%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCP
26
DELISTED
DCP Midstream, LP
DCP
$1.89M 0.95%
+37,958
New +$1.93M
ECF
27
Ellsworth Growth & Income Fund
ECF
$173M
$1.8M 0.91%
228,538
-4,269
-2% -$33.2K
NRO
28
Neuberger Real Estate Securities Income Fund Inc
NRO
$188M
$1.73M 0.87%
400,617
-11,866
-3% -$52.2K
CACG
29
DELISTED
CHART ACQUISITION CORP COM
CACG
$1.4M 0.71%
+140,872
New +$1.4M
INXB
30
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
$1.12M 0.56%
142,699
– –
ZF
31
DELISTED
Virtus Total Return Fund Inc.
ZF
$1.08M 0.55%
80,132
-2,500
-3% -$33.3K
GLU
32
Gabelli Utility & Income Trust
GLU
$116M
$1.03M 0.52%
52,469
-1,529
-3% -$30K
PFLT icon
33
PennantPark Floating Rate Capital
PFLT
$728M
$785K 0.4%
+57,000
New +$785K
MRCC
34
DELISTED
Monroe Capital Corp
MRCC
$727K 0.37%
+56,000
New +$776K
IRL
35
DELISTED
NEW IRELAND FUND INC
IRL
$697K 0.35%
59,197
-47,231
-44% -$536K
MWRX
36
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$605K 0.31%
+75,000
New +$601K
AIII
37
DELISTED
ACRE Realty Investors Inc
AIII
$596K 0.3%
655,653
-27,434
-4% -$28.3K
LBF
38
DELISTED
Deutsche Global High Incm Fund
LBF
$532K 0.27%
+66,383
New +$525K
CEE
39
Central and Eastern Europe Fund
CEE
$139M
$526K 0.27%
17,019
-154,457
-90% -$4.58M
NAI
40
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$495K 0.25%
+46,863
New +$465K
LCM
41
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$491K 0.25%
+50,233
New +$498K
TF
42
DELISTED
THAI CAP FD INC COM NEW
TF
$489K 0.25%
+136,942
New +$1.64M
DHG
43
DELISTED
Deutsche High Incm Opportunities
DHG
$424K 0.21%
+29,989
New +$422K
JTPY
44
DELISTED
JetPay Corporation
JTPY
$356K 0.18%
102,967
+83,875
+439% +$314K
EEA
45
European Equity Fund
EEA
$76.5M
$354K 0.18%
43,506
-10,456
-19% -$80.9K
HTM
46
DELISTED
U.S. Geothermal Inc.
HTM
$326K 0.16%
122,024
-211,309
-63% -$586K
LEN.B icon
47
Lennar Class B
LEN.B
$20.2B
$300K 0.15%
11,226
-289,272
-96% -$7.37M
VTA
48
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$247K 0.12%
19,203
– –
DDF
49
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$234K 0.12%
+26,358
New +$236K
GRR
50
DELISTED
Asia Tigers Fund
GRR
$231K 0.12%
+19,913
New +$229K
1
2
3 4

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Bulldog Investors's Q3 2013 Portfolio in Review

As of Q3 2013, Bulldog Investors held 92 positions worth $198M, down 23% from $256M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bulldog Investors withdrew a net $63.1M in Q3 2013, closing 21 positions and reducing 28 holdings. Its most notable exit was Swiss Helvetia Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 5.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) worth $5.1M.

  • Bulldog Investors's largest Q3 2013 buy was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA): 486,732 shares worth $5.1M.
  • Bulldog Investors added most to Clough Global Equity Fund in Q3 2013, an estimated $3.09M increase.
  • Bulldog Investors's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $10.4M.
  • Bulldog Investors fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $13.7M.
  • Bulldog Investors's ten largest holdings make up 63% of its $198M portfolio in Q3 2013.
  • Bulldog Investors opened 34 new positions and closed 21 in Q3 2013.
  • Bulldog Investors's portfolio value fell 23% quarter-over-quarter to $198M.

Based on Bulldog Investors's 13F filing for Q3 2013, filed 12 Nov 2013.