BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+1.02%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$17.3M
Cap. Flow %
4.63%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
97
Closed
76

Top Buys

1
STEW
SRH Total Return Fund
STEW
+$11.6M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.16M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.74M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
CET
Central Securities Corp
CET
+$4.84M
3
BBDC icon
Barings BDC
BBDC
+$4.77M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.53M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIGGW
351
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-49,666
Closed -$52K
TMTS
352
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-529,292
Closed -$5.36M
TMTSW
353
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-133,578
Closed -$212K
VTA
354
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-93,400
Closed -$1.09M
KURIW
355
DELISTED
Alkuri Global Acquisition Corp. Warrant
KURIW
– –
-24,999
Closed -$35K
HZAC
356
DELISTED
Horizon Acquisition Corporation
HZAC
– –
-76,273
Closed -$761K
HZAC.WS
357
DELISTED
Horizon Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary sh
HZAC.WS
– –
-24,767
Closed -$42K
FINS.RT
358
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
– –
-33,455
Closed -$7K
CTAC.WS
359
DELISTED
Cerberus Telecom Acquisition Corp. Warrants included as part of the Units, each whole warrant exerci
CTAC.WS
– –
-15,062
Closed -$15K
CTAC
360
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
– –
-136,157
Closed -$1.06M
JSD
361
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-94,855
Closed -$1.43M
JDD
362
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-40,426
Closed -$419K
GIG
363
DELISTED
GigCapital4, Inc. Common stock
GIG
– –
-148,998
Closed -$1.47M
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