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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAIRU
326
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
– –
-16,000
Closed -$160K
GIIXU
327
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-20,000
Closed -$199K
FTVIU
328
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-173,580
Closed -$1.74M
PSAGU
329
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
– –
-70,000
Closed -$693K
EQHA.U
330
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
– –
-68,858
Closed -$689K
HIIIU
331
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
– –
-10,000
Closed -$99K
RXRAU
332
DELISTED
RXR Acquisition Corp. Units
RXRAU
– –
-49,819
Closed -$491K
PAFOU
333
DELISTED
Pacifico Acquisition Corp. Units
PAFOU
– –
-35,000
Closed -$355K
CFVIU
334
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-233,695
Closed -$2.3M
RDBXW
335
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-67,482
Closed -$63K
PRPB.U
336
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
– –
-104,700
Closed -$1.05M
EJFAU
337
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-24,046
Closed -$250K
CHPMW
338
DELISTED
CHP Merger Corp. Warrant
CHPMW
– –
-50,000
Closed -$28K
HCCCU
339
DELISTED
Healthcare Capital Corp. Unit
HCCCU
– –
-68,578
Closed -$695K
NVTSW
340
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
– –
-81,417
Closed -$155K
SBEAU
341
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
– –
-303,336
Closed -$3.01M
CPSR.WS
342
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-10,000
Closed -$9K
MACQU
343
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-55,723
Closed -$569K
MACQW
344
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
-38,132
Closed -$41K
MACQ
345
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-114,396
Closed -$1.13M
BSN
346
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-153,692
Closed -$1.53M
BSN.WS
347
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-78,096
Closed -$84K
YAC
348
DELISTED
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
– –
-444,399
Closed -$4.39M
YAC.WS
349
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-150,261
Closed -$159K
GIGGW
350
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-49,666
Closed -$52K
11 12 13
14
15

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Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.