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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVLA
301
DELISTED
Movella Holdings Inc. Common Stock
MVLA
– –
-250,365
Closed -$2.47M
CFIVU
302
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-143,496
Closed -$1.42M
CFFEU
303
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-119,169
Closed -$1.21M
AAC.U
304
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-192,407
Closed -$1.91M
FATH
305
DELISTED
Fathom Digital Manufacturing Corporation
FATH
– –
-500
Closed -$99K
ADERU
306
DELISTED
26 Capital Acquisition Corp Unit
ADERU
– –
-50,000
Closed -$506K
NSTD
307
DELISTED
Northern Star Investment Corp. IV
NSTD
– –
-285,834
Closed -$2.8M
CCAIU
308
DELISTED
Cascadia Acquisition Corp. Unit
CCAIU
– –
-10,000
Closed -$98K
PRDS
309
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
– –
-20,000
Closed -$199K
GFX.U
310
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
– –
-25,000
Closed -$250K
OXACU
311
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
– –
-50,000
Closed -$512K
BBLN
312
DELISTED
Babylon Holdings Limited
BBLN
– –
-4,000
Closed -$997K
GSQB.U
313
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
– –
-100,124
Closed -$1.01M
PEARW
314
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-68,767
Closed -$65K
PEAR
315
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
– –
-206,301
Closed -$2.05M
GLS
316
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-20,000
Closed -$198K
REVEU
317
DELISTED
Alpine Acquisition Corp Unit
REVEU
– –
-40,000
Closed -$403K
GIA.U
318
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
– –
-25,000
Closed -$257K
AEHAU
319
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
– –
-20,000
Closed -$203K
SCOBU
320
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-74,481
Closed -$741K
MIT.U
321
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
– –
-50,000
Closed -$498K
BIOTU
322
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-13,957
Closed -$140K
NAACU
323
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
– –
-49,175
Closed -$488K
JCICU
324
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-329,385
Closed -$3.31M
FINMU
325
DELISTED
Marlin Technology Corporation Unit
FINMU
– –
-200,507
Closed -$2M
11 12
13
14 15

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Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.