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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROSEW
276
DELISTED
Rose Hill Acquisition Corporation Warrant
ROSEW
$13K ﹤0.01%
+27,779
New +$13.2K
COVAW
277
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$12K ﹤0.01%
24,750
– –
CRXTW
278
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$12K ﹤0.01%
43,258
-332
-0.8% -$170
ALACW
279
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$12K ﹤0.01%
64,355
– –
MIT.WS
280
DELISTED
Mason Industrial Technology, Inc. Redeemable warrants, exercisable for one share of Class A common stock for $11.50 per share
MIT.WS
$11K ﹤0.01%
+16,666
New +$11.8K
REVEW
281
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$10K ﹤0.01%
+19,815
New +$9.92K
SCOAW
282
DELISTED
ScION Tech Growth I Warrant
SCOAW
$10K ﹤0.01%
16,661
– –
PKBOW
283
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$9K ﹤0.01%
12,500
– –
RXRAW
284
DELISTED
RXR Acquisition Corp. Warrants to purchase Class A common stock
RXRAW
$7K ﹤0.01%
+9,963
New +$7.5K
AGBAR
285
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$7K ﹤0.01%
41,300
-35,300
-46% -$9.04K
KAIRW
286
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$6K ﹤0.01%
+12,273
New +$7.17K
GLHAW
287
DELISTED
Glass Houses Acquisition Corp. Warrant
GLHAW
$6K ﹤0.01%
+10,493
New +$6.88K
BBDC icon
288
Barings BDC
BBDC
$966M
– –
-432,580
Closed -$4.77M
GPGI
289
GPGI Inc
GPGI
$3.85B
– –
-90,300
Closed -$758K
CMPOW
290
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-18,800
Closed -$30K
JSPRW icon
291
Japer Therapeutics Warrants
JSPRW
$212K
– –
-47,887
Closed -$71K
NVTS icon
292
Navitas Semiconductor
NVTS
$3.64B
– –
-249,351
Closed -$2.49M
SABA
293
Saba Capital Income & Opportunities Fund II
SABA
$222M
– –
-293,753
Closed -$3.16M
SPY icon
294
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-2,419
Closed -$1.04M
STLN
295
Starling Oncology, Inc. Common Stock
STLN
$644M
– –
-307,288
Closed -$3.05M
MSPR
296
DELISTED
MSP Recovery Inc
MSPR
– –
-39
Closed -$1.68M
WINVU
297
DELISTED
WinVest Acquisition Corp. Unit
WINVU
– –
-45,000
Closed -$458K
CVIIU
298
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-32,125
Closed -$317K
AFT
299
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-107,982
Closed -$1.71M
APACU
300
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
– –
-50,400
Closed -$508K
10 11
12
13 14

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Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.