We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFDRU
276
DELISTED
Pathfinder Acquisition Corporation Unit
PFDRU
– –
-254,338
Closed -$2.53M
AEAC
277
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
– –
-150,000
Closed -$1.45M
DLCAU
278
DELISTED
Deep Lake Capital Acquisition Corp. Unit
DLCAU
– –
-12,500
Closed -$127K
IGAC
279
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
– –
-525,330
Closed -$5.12M
MONCU
280
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
– –
-60,000
Closed -$602K
GIWWU
281
DELISTED
GigInternational1, Inc. Units
GIWWU
– –
-200,000
Closed -$2.01M
COVAU
282
DELISTED
COVA Acquisition Corp. Unit
COVAU
– –
-49,500
Closed -$499K
LGV.U
283
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-66,882
Closed -$674K
ZWRKU
284
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
– –
-220,440
Closed -$2.2M
CLRMU
285
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
– –
-31,592
Closed -$314K
PTICU
286
DELISTED
PropTech Investment Corporation II Unit
PTICU
– –
-315,000
Closed -$3.16M
FRWAU
287
DELISTED
PWP Forward Acquisition Corp. I Units
FRWAU
– –
-683,710
Closed -$6.8M
ASZ.U
288
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
– –
-81,140
Closed -$817K
GPCOU
289
DELISTED
Golden Path Acquisition Corporation Units
GPCOU
– –
-35,000
Closed -$352K
ETAC
290
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
– –
-267,396
Closed -$2.61M
CRXT
291
DELISTED
Clarus Therapeutics Holdings, Inc. Common Stock
CRXT
– –
-217,070
Closed -$2.19M
CAS
292
DELISTED
Cascade Acquisition Corp.
CAS
– –
-70,713
Closed -$699K
CHPM
293
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
– –
-145,000
Closed -$1.44M
TWNT.U
294
DELISTED
Tailwind Two Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of
TWNT.U
– –
-70,000
Closed -$698K
MOTV.U
295
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
– –
-50,000
Closed -$502K
SPAQ.U
296
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-211,176
Closed -$2.12M
CFFVU
297
DELISTED
CF Acquisition Corp. V Unit
CFFVU
– –
-66,676
Closed -$680K
GIGGU
298
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-149,000
Closed -$1.52M
LIII.U
299
DELISTED
Leo Holdings III Corp Units, each consisting of one Class A ordinary share, and one-fifth of one red
LIII.U
– –
-19,176
Closed -$193K
GLEO.WS
300
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-293,024
Closed -$343K
9 10 11
12
13

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
DBG
De Burlo Group Boston, Massachusetts $441M AUM 21.21% 1-Year Est. Return
POEH
Post Oak Energy Holdings Houston, Texas $449M AUM 53.94% 1-Year Est. Return
BOA
Birnam Oak Advisors New York $441M AUM 37.12% 1-Year Est. Return

Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.