We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHACW
251
DELISTED
Gaming & Hospitality Acquisition Corp. Warrants
GHACW
$32K 0.01%
59,607
-785
-1% -$550
BNZIW
252
DELISTED
Banzai International Warrant
BNZIW
$31K 0.01%
49,994
– –
MBTCR
253
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$30K 0.01%
75,000
– –
MVLAW
254
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$30K 0.01%
49,336
-737
-1% -$638
EVTL.WS
255
DELISTED
Vertical Aerospace Ltd. Warrants, each whole warrant exercisable for 1/10th of an ordinary share at an exercise price of $115.00 per share
EVTL.WS
$29K 0.01%
+38,835
New +$37.4K
OACB.WS
256
DELISTED
Oaktree Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share
OACB.WS
$27K 0.01%
25,000
-4,996
-17% -$5.47K
ETACW
257
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$26K 0.01%
47,103
-3,508
-7% -$2.56K
AGBAW
258
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$26K 0.01%
118,350
– –
ADTHW
259
DELISTED
AdTheorent Holding Co Warrants
ADTHW
$25K 0.01%
+37,299
New +$25.2K
SLND.WS icon
260
Southland Holdings Warrants
SLND.WS
$24K 0.01%
+49,779
New +$25.5K
XBPEW
261
XBP Europe Holdings Warrant
XBPEW
$24K 0.01%
+29,168
New +$27.7K
COOLW
262
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$23K 0.01%
33,333
– –
CAS.WS
263
DELISTED
Cascade Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class
CAS.WS
$22K 0.01%
43,778
-136
-0.3% -$80
JTAIW
264
DELISTED
Jet.AI Inc. Warrant
JTAIW
$20K 0.01%
+50,000
New +$22K
GSQB.WS
265
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$20K 0.01%
+33,373
New +$24.7K
ASZ.WS
266
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$20K 0.01%
20,285
– –
EQHA.WS
267
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$19K 0.01%
+34,428
New +$19.6K
HCCCW
268
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$17K ﹤0.01%
+34,057
New +$22.2K
ADERW
269
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$16K ﹤0.01%
+25,000
New +$20K
FACA.WS
270
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$16K ﹤0.01%
13,763
-247
-2% -$278
GSQD.WS
271
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$16K ﹤0.01%
18,355
– –
SCOBW
272
DELISTED
ScION Tech Growth II Warrants
SCOBW
$15K ﹤0.01%
+24,345
New +$16.6K
MONCW
273
DELISTED
Monument Circle Acquisition Corp. Warrant
MONCW
$15K ﹤0.01%
29,785
– –
TWNT.WS
274
DELISTED
Tailwind Two Acquisition Corp. Redeemable warrants included as part of the units, each whole warrant
TWNT.WS
$14K ﹤0.01%
+17,083
New +$17.7K
AVHIW
275
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$13K ﹤0.01%
+40,000
New +$15.3K
9 10
11
12 13

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
DBG
De Burlo Group Boston, Massachusetts $441M AUM 21.21% 1-Year Est. Return
POEH
Post Oak Energy Holdings Houston, Texas $449M AUM 53.94% 1-Year Est. Return
BOA
Birnam Oak Advisors New York $441M AUM 37.12% 1-Year Est. Return

Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.