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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIWWW
226
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$57K 0.02%
100,000
– –
EDTXW
227
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$56K 0.02%
112,495
– –
RUMBW
228
RUM Group Inc Warrant
RUMBW
$14.4M
$54K 0.01%
+20,918
New +$33.9K
FAZEW
229
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$53K 0.01%
36,448
-36,584
-50% -$64.1K
STLNW
230
Starling Oncology, Inc. Warrant
STLNW
$5.31M
$52K 0.01%
75,267
-1,555
-2% -$1.92K
NSTC.WS
231
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
$49K 0.01%
55,844
-1,102
-2% -$1.06K
BRIVW
232
DELISTED
B. Riley Principal 250 Merger Corp. Warrant
BRIVW
$48K 0.01%
59,672
-200
-0.3% -$206
ALTIW
233
DELISTED
AlTi Global Inc Warrant
ALTIW
$47K 0.01%
45,140
-407
-0.9% -$475
FINMW
234
DELISTED
Marlin Technology Corporation Warrant
FINMW
$46K 0.01%
+66,319
New +$50.8K
BMAC.WS
235
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$45K 0.01%
+93,750
New +$46K
ZWRKW
236
DELISTED
Z-Work Acquisition Corp. Warrant
ZWRKW
$45K 0.01%
73,479
– –
MSPRZ
237
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$43K 0.01%
79,723
-5,262
-6% -$3.9K
LGV.WS
238
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$43K 0.01%
52,230
-340
-0.6% -$385
FMIVW
239
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$41K 0.01%
48,657
-691
-1% -$726
FTVIW
240
DELISTED
FinTech Acquisition Corp. VI Warrants
FTVIW
$41K 0.01%
+43,245
New +$44.9K
ALACR
241
DELISTED
Alberton Acquisition Corp Rights
ALACR
$41K 0.01%
115,555
– –
BBAI.WS icon
242
BigBear.ai Holdings Warrant
BBAI.WS
$43.4M
$40K 0.01%
+49,666
New +$42.8K
NSTD.WS
243
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$40K 0.01%
47,046
-1,102
-2% -$1.02K
AEACW
244
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$40K 0.01%
75,000
– –
PRPB.WS
245
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$36K 0.01%
+26,175
New +$29.6K
HGASW
246
DELISTED
Global Gas Corporation Warrant
HGASW
$35K 0.01%
69,772
-216
-0.3% -$154
CFIVW
247
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$35K 0.01%
+47,664
New +$39.4K
AAC.WS
248
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$34K 0.01%
+38,142
New +$40K
ISLEW
249
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$34K 0.01%
67,448
+2,340
+4% +$1.29K
NOGNW
250
DELISTED
Nogin, Inc. Warrant
NOGNW
$32K 0.01%
56,130
-120
-0.2% -$74
8 9
10
11 12

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Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.