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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
201
iShares Core MSCI EAFE ETF
IEFA
$190B
$576K 0.09%
8,821
+720
+9% +$45.7K
STT icon
202
State Street
STT
$50.6B
$563K 0.08%
7,117
+104
+1% +$7.32K
RAVI icon
203
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$560K 0.08%
7,395
+1,630
+28% +$124K
IJS icon
204
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$544K 0.08%
6,770
+122
+2% +$9.46K
AFT
205
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$544K 0.08%
35,922
-13,133
-27% -$194K
AGG icon
206
iShares Core US Aggregate Bond ETF
AGG
$137B
$537K 0.08%
4,777
-5,190
-52% -$585K
TVRD
207
Tvardi Therapeutics
TVRD
$19.7M
$530K 0.08%
913
-2
-0.2% -$1.4K
PHO icon
208
Invesco Water Resources ETF
PHO
$2.01B
$527K 0.08%
13,640
+864
+7% +$32K
NAC icon
209
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$521K 0.08%
35,000
– –
IWM icon
210
iShares Russell 2000 ETF
IWM
$79.8B
$517K 0.08%
3,116
-532
-15% -$84.1K
ETN icon
211
Eaton
ETN
$161B
$515K 0.08%
5,435
+13
+0.2% +$1.15K
PTLC icon
212
Pacer Trendpilot US Large Cap ETF
PTLC
$3.26B
$513K 0.08%
+15,332
New +$494K
PANW icon
213
Palo Alto Networks
PANW
$270B
$499K 0.07%
12,936
+150
+1% +$5.67K
NEE icon
214
NextEra Energy
NEE
$181B
$490K 0.07%
8,100
+1,608
+25% +$93.9K
XLY icon
215
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$485K 0.07%
7,726
-1,204
-13% -$73.3K
TWTR
216
DELISTED
Twitter, Inc.
TWTR
$478K 0.07%
14,912
+2,375
+19% +$78.1K
NOC icon
217
Northrop Grumman
NOC
$77.1B
$471K 0.07%
1,369
+227
+20% +$79.8K
MA icon
218
Mastercard
MA
$502B
$468K 0.07%
1,568
+100
+7% +$28.2K
NXC
219
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$465K 0.07%
28,000
– –
GSK icon
220
GSK
GSK
$104B
$464K 0.07%
7,894
-1,800
-19% -$100K
IEF icon
221
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$454K 0.07%
4,122
-13,970
-77% -$1.56M
LHX icon
222
L3Harris
LHX
$51.6B
$451K 0.07%
2,279
+203
+10% +$40.7K
SNAP icon
223
Snap
SNAP
$7.89B
$451K 0.07%
+27,610
New +$406K
XLP icon
224
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$448K 0.07%
7,120
-771
-10% -$47.5K
POCT icon
225
Innovator US Equity Power Buffer ETF October
POCT
$963M
$445K 0.07%
17,642
– –
7 8
9
10 11

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PGF
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SM
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BA
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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.