BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
+6.48%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$51.7M
Cap. Flow %
7.75%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

1
DVY icon
iShares Select Dividend ETF
DVY
$5.38M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
$5.33M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$2.52M
5
QQQ icon
Invesco QQQ Trust
QQQ
$2.46M

Top Sells

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
$1.85M
3
UNH icon
UnitedHealth
UNH
$1.83M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$1.54M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$1.49M

Sector Composition

1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IEFA icon
201
iShares Core MSCI EAFE ETF
IEFA
$150B
$576K 0.09%
8,821
+720
+9% +$47K
STT icon
202
State Street
STT
$32B
$563K 0.08%
7,117
+104
+1% +$8.23K
RAVI icon
203
FlexShares Ultra-Short Income Fund
RAVI
$1.37B
$560K 0.08%
7,395
+1,630
+28% +$123K
IJS icon
204
iShares S&P Small-Cap 600 Value ETF
IJS
$6.69B
$544K 0.08%
6,770
+122
+2% +$9.8K
AFT
205
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$544K 0.08%
35,922
-13,133
-27% -$199K
AGG icon
206
iShares Core US Aggregate Bond ETF
AGG
$131B
$537K 0.08%
4,777
-5,190
-52% -$583K
TVRD
207
Tvardi Therapeutics, Inc. Common Stock
TVRD
$292M
$530K 0.08%
913
-2
-0.2% -$1.16K
PHO icon
208
Invesco Water Resources ETF
PHO
$2.29B
$527K 0.08%
13,640
+864
+7% +$33.4K
NAC icon
209
Nuveen California Quality Municipal Income Fund
NAC
$1.65B
$521K 0.08%
35,000
– –
IWM icon
210
iShares Russell 2000 ETF
IWM
$67.8B
$517K 0.08%
3,116
-532
-15% -$88.3K
ETN icon
211
Eaton
ETN
$136B
$515K 0.08%
5,435
+13
+0.2% +$1.23K
PTLC icon
212
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$513K 0.08%
+15,332
New +$513K
PANW icon
213
Palo Alto Networks
PANW
$130B
$499K 0.07%
12,936
+150
+1% +$5.79K
NEE icon
214
NextEra Energy, Inc.
NEE
$146B
$490K 0.07%
8,100
+1,608
+25% +$97.3K
XLY icon
215
Consumer Discretionary Select Sector SPDR Fund
XLY
$23.6B
$485K 0.07%
3,863
-602
-13% -$75.6K
TWTR
216
DELISTED
Twitter, Inc.
TWTR
$478K 0.07%
14,912
+2,375
+19% +$76.1K
NOC icon
217
Northrop Grumman
NOC
$83.2B
$471K 0.07%
1,369
+227
+20% +$78.1K
MA icon
218
Mastercard
MA
$528B
$468K 0.07%
1,568
+100
+7% +$29.8K
NXC icon
219
Nuveen CA Select Tax-Free Income Portfolio
NXC
$82.7M
$465K 0.07%
28,000
– –
GSK icon
220
GSK
GSK
$81.5B
$464K 0.07%
7,894
-1,800
-19% -$106K
IEF icon
221
iShares 7-10 Year Treasury Bond ETF
IEF
$35.9B
$454K 0.07%
4,122
-13,970
-77% -$1.54M
LHX icon
222
L3Harris
LHX
$51B
$451K 0.07%
2,279
+203
+10% +$40.2K
SNAP icon
223
Snap
SNAP
$12.4B
$451K 0.07%
+27,610
New +$451K
XLP icon
224
Consumers Staples Select Sector SPDR Fund
XLP
$15.8B
$448K 0.07%
7,120
-771
-10% -$48.5K
POCT icon
225
Innovator US Equity Power Buffer ETF October
POCT
$784M
$445K 0.07%
17,642
– –
7 8
9
10 11