B. Riley Wealth Management’s Apollo Senior Floating Rate Fund Inc. AFT Stock Holding History

B. Riley Wealth Management’s Portfolio AFT Stock Details AFT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-34,927	Closed	-$503K	–	486
2020 Q4	$503K	Hold	34,927	–	–	0.06%	200
2020 Q3	$448K	Buy	+34,927	New	+$442K	0.05%	242
2020 Q2	–	Sell	-34,927	Closed	-$406K	–	569
2020 Q1	$406K	Sell	34,927 -995	-3%	-$14.2K	0.04%	300
2019 Q4	$544K	Sell	35,922 -13,133	-27%	-$194K	0.08%	205
2019 Q3	$727K	Hold	49,055	–	–	0.13%	164
2019 Q2	$733	Hold	49,055	–	–	0.11%	168
2019 Q1	$727K	Sell	49,055 -500	-1%	-$7.39K	0.13%	166
2018 Q4	$713K	Buy	+49,555	New	+$750K	0.15%	147

Other funds holding AFT

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

NCM

Next Capital Management New York $330M AUM 11.54% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

B. Riley Wealth Management's AFT Position: Q1 2021 in Review

B. Riley Wealth Management sold out of Apollo Senior Floating Rate Fund Inc. (AFT) in Q1 2021, closing a stake of 34,927 shares — an estimated $503K sold.

B. Riley Wealth Management first reported a position in AFT in Q4 2018 and held it in 8 quarters. The position peaked at $727K in Q3 2019. 57 funds tracked by Wall St. Rank hold AFT as of Q1 2021.

B. Riley Wealth Management reported no remaining Apollo Senior Floating Rate Fund Inc. position as of Q1 2021 after selling out during the quarter.
B. Riley Wealth Management sold 34,927 Apollo Senior Floating Rate Fund Inc. shares in Q1 2021, an estimated $503K.
B. Riley Wealth Management first reported a position in Apollo Senior Floating Rate Fund Inc. in Q4 2018 and held it in 8 quarters.
B. Riley Wealth Management's Apollo Senior Floating Rate Fund Inc. position peaked at $727K in Q3 2019.
57 funds tracked by Wall St. Rank held Apollo Senior Floating Rate Fund Inc. as of Q1 2021.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.