B. Riley Wealth Management’s State Street STT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-7,117	Closed	-$452K	–	517
2020 Q2	$452K	Sell	7,117 -11	-0.2%	-$699	0.05%	237
2020 Q1	$380K	Buy	7,128 +11	+0.2%	+$586	0.04%	317
2019 Q4	$563K	Buy	7,117 +104	+1%	+$8.23K	0.08%	202
2019 Q3	$415K	Buy	+7,013	New	+$415K	0.07%	228