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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
201
Ford
F
$60.9B
$193K 0.14%
13,082
-2,838
-18% -$48.5K
IWD icon
202
iShares Russell 1000 Value ETF
IWD
$81.4B
$192K 0.14%
1,921
+1
+0.1% +$101
SJM icon
203
J.M. Smucker
SJM
$13.5B
$192K 0.14%
1,945
-94
-5% -$9.64K
EFA icon
204
iShares MSCI EAFE ETF
EFA
$76.4B
$190K 0.14%
2,974
-155
-5% -$10.3K
RDS.A
205
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$188K 0.14%
2,476
+26
+1% +$2.09K
YHOO
206
DELISTED
Yahoo Inc
YHOO
$187K 0.14%
4,600
+4,150
+922% +$156K
IJH icon
207
iShares Core S&P Mid-Cap ETF
IJH
$121B
$183K 0.14%
6,705
-4,745
-41% -$134K
WES icon
208
Western Midstream Partners
WES
$19.4B
$182K 0.14%
3,000
+115
+4% +$6.83K
SXE
209
DELISTED
Southcross Energy Partners, L.P.
SXE
$182K 0.14%
8,553
+1,300
+18% +$29.4K
NVGS icon
210
Navigator Holdings
NVGS
$1.35B
$181K 0.13%
6,515
+1,065
+20% +$30.9K
SPXU icon
211
ProShares UltraPro Short S&P 500
SPXU
$435M
$181K 0.13%
+10
New +$183K
PYZ icon
212
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
$178K 0.13%
3,234
– –
LRFC
213
DELISTED
Logan Ridge Finance Corp
LRFC
$177K 0.13%
1,667
+34
+2% +$3.82K
VFC icon
214
VF Corp
VFC
$5.92B
$177K 0.13%
2,847
-1,521
-35% -$91K
FV icon
215
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
$176K 0.13%
8,675
– –
HAL icon
216
Halliburton
HAL
$26.1B
$176K 0.13%
2,740
-3,628
-57% -$249K
WFC icon
217
Wells Fargo
WFC
$254B
$176K 0.13%
3,407
-675
-17% -$34.7K
AIF
218
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$173K 0.13%
10,000
– –
PDI icon
219
PIMCO Dynamic Income Fund
PDI
$7.35B
$168K 0.12%
5,349
+278
+5% +$9.04K
DTD icon
220
WisdomTree US Total Dividend Fund
DTD
$1.64B
$165K 0.12%
+4,644
New +$167K
YELP icon
221
Yelp
YELP
$1.54B
$163K 0.12%
2,400
-125
-5% -$9.31K
IWM icon
222
iShares Russell 2000 ETF
IWM
$79.1B
$162K 0.12%
1,487
-314
-17% -$35.9K
MTDR icon
223
Matador Resources
MTDR
$6.04B
$161K 0.12%
6,250
-7,000
-53% -$184K
VNQ icon
224
Vanguard Real Estate ETF
VNQ
$39.9B
$161K 0.12%
2,244
-1,901
-46% -$143K
LNG icon
225
Cheniere Energy
LNG
$54.2B
$160K 0.12%
2,000
– –
7 8
9
10 11

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.