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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$66.9M
AUM Growth
-$11.4M
Cap. Flow
-$12.2M
Cap. Flow %
-18.24%
Top 10 Hldgs %
26.99%
Holding
174
New
22
Increased
30
Reduced
72
Closed
45

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$1.66M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$1.35M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$905K
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$859K
5
GLD icon
SPDR Gold Trust
GLD
+$735K

Top Sells

Rank Stock Value
1
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.11M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$1.39M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.05M
4
C icon
Citigroup
C
+$856K
5
MET icon
MetLife
MET
+$785K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.16%
2 Communication Services 7.03%
3 Industrials 6.32%
4 Consumer Discretionary 6.13%
5 Technology 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIF
126
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$136K 0.2%
10,000
– –
RJA
127
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$77K 0.12%
+12,500
New +$76.5K
CIK
128
Credit Suisse Asset Management Income Fund
CIK
$134M
$34K 0.05%
12,000
-7,000
-37% -$19K
KMI.WS
129
DELISTED
Kinder Morgan Inc
KMI.WS
$3K ﹤0.01%
+99,704
New +$6.03K
AA icon
130
Alcoa
AA
$11.9B
– –
-4,278
Closed -$101K
ABT icon
131
Abbott
ABT
$183B
– –
-5,456
Closed -$245K
AIG icon
132
American International
AIG
$41.8B
– –
-7,701
Closed -$477K
BA icon
133
Boeing
BA
$175B
– –
-5,195
Closed -$751K
BABA icon
134
Alibaba
BABA
$279B
– –
-6,305
Closed -$512K
BKLN icon
135
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-10,575
Closed -$236K
C icon
136
Citigroup
C
$222B
– –
-16,550
Closed -$856K
COST icon
137
Costco
COST
$423B
– –
-1,661
Closed -$268K
CTSH icon
138
Cognizant
CTSH
$24.3B
– –
-3,697
Closed -$221K
EA icon
139
Electronic Arts
EA
$52.9B
– –
-8,035
Closed -$552K
FBT icon
140
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.87B
– –
-3,904
Closed -$441K
FDX icon
141
FedEx
FDX
$73B
– –
-1,609
Closed -$239K
FEZ icon
142
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
– –
-10,058
Closed -$346K
FV icon
143
First Trust Dorsey Wright Focus 5 ETF
FV
$3.63B
– –
-19,622
Closed -$460K
GILD icon
144
Gilead Sciences
GILD
$163B
– –
-4,190
Closed -$424K
GTE icon
145
Gran Tierra Energy
GTE
$237M
– –
-1,630
Closed -$35K
HACK icon
146
Amplify Cybersecurity ETF
HACK
$2.64B
– –
-9,440
Closed -$244K
HD icon
147
Home Depot
HD
$332B
– –
-1,980
Closed -$261K
ICF icon
148
iShares Select U.S. REIT ETF
ICF
$2.1B
– –
-5,948
Closed -$295K
IHF icon
149
iShares US Healthcare Providers ETF
IHF
$1.21B
– –
-11,325
Closed -$281K
INTC icon
150
Intel
INTC
$460B
– –
-7,304
Closed -$251K
3 4 5
6
7

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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Management held 174 positions worth $66.9M, down 15% from $78.3M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management withdrew a net $12.2M in Q1 2016, closing 45 positions and reducing 72 holdings. Its most notable exit was Citigroup, an estimated $856K position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 8.2% of assets, up from 6.7% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in iShares S&P 500 Value ETF worth $1.74M.

  • B. Riley Wealth Management's largest Q1 2016 buy was iShares S&P 500 Value ETF: 19,402 shares worth $1.74M.
  • B. Riley Wealth Management added most to Vanguard S&P 500 ETF in Q1 2016, an estimated $859K increase.
  • B. Riley Wealth Management's biggest Q1 2016 reduction was First Trust Senior Loan Fund ETF, cutting an estimated $2.11M.
  • B. Riley Wealth Management fully exited Citigroup in Q1 2016, selling an estimated $856K.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $66.9M portfolio in Q1 2016.
  • B. Riley Wealth Management opened 22 new positions and closed 45 in Q1 2016.
  • B. Riley Wealth Management's portfolio value fell 15% quarter-over-quarter to $66.9M.

Based on B. Riley Wealth Management's 13F filing for Q1 2016, filed 12 Apr 2016.