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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$133M
AUM Growth
+$10.7M
Cap. Flow
+$7.59M
Cap. Flow %
5.7%
Top 10 Hldgs %
13.99%
Holding
1,183
New
129
Increased
270
Reduced
250
Closed
125

Top Buys

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.01M
2
NXPI icon
NXP Semiconductors
NXPI
+$872K
3
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$821K
4
AMGN icon
Amgen
AMGN
+$772K
5
BURL icon
Burlington
BURL
+$751K

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.19M
2
AAPL icon
Apple
AAPL
+$1.13M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$969K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$868K
5
NKE icon
Nike
NKE
+$809K

Sector Composition

Rank Sector Weight
1 Healthcare 8.21%
2 Energy 8.15%
3 Industrials 7.56%
4 Consumer Discretionary 7.53%
5 Technology 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEA
1151
DELISTED
METALICO INC
MEA
$0 ﹤0.01%
1,000
– –
MCP
1152
DELISTED
MOLYCORP INC COM STK
MCP
$0 ﹤0.01%
100
– –
XLS
1153
DELISTED
EXELIS INC COM STK
XLS
– –
-300
Closed -$5K
SLXP
1154
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-25
Closed -$2K
PETM
1155
DELISTED
PETSMART INC
PETM
– –
-155
Closed -$12K
CRRS
1156
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
– –
-1,000
Closed -$1K
BPZ
1157
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$0 ﹤0.01%
3,000
-6,900
-70% -$1.73K
OILT
1158
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
– –
-800
Closed -$37K
GTAT
1159
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$0 ﹤0.01%
600
– –
AMZG
1160
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$0 ﹤0.01%
1,000
– –
QBC
1161
DELISTED
CUBIC ENERGY INC
QBC
$0 ﹤0.01%
2,000
– –
VLNC
1162
DELISTED
VALENCE TECHNOLOGY INC
VLNC
$0 ﹤0.01%
10,000
– –
COV
1163
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-100
Closed -$10K
HOT
1164
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-200
Closed -$16K
FM
1165
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-300
Closed -$9K
FCAN
1166
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
– –
-523
Closed -$16K
CEFL
1167
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
– –
-400
Closed -$9K
SDR
1168
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$0 ﹤0.01%
180
– –
EFII
1169
DELISTED
Electronics for Imaging
EFII
– –
-300
Closed -$12K
FTW
1170
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
– –
-530
Closed -$19K
SSN
1171
DELISTED
Samson Oil & Gas Limited
SSN
$0 ﹤0.01%
300
– –
NTT
1172
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-104
Closed -$2K
JGV
1173
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
– –
-619
Closed -$8K
RKUS
1174
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
– –
-400
Closed -$4K
CVVT
1175
DELISTED
CHINA VALVES TECHNOLOGY INC NEW COM STK (NV)
CVVT
$0 ﹤0.01%
3,750
-200
-5% –
44 45 46
47
48

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FA
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CRCM
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B. Riley Wealth Management's Q1 2015 Portfolio in Review

As of Q1 2015, B. Riley Wealth Management held 1,183 positions worth $133M, up 8.8% from $122M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $7.59M of net new capital in Q1 2015, opening 129 new positions and adding to 270 existing holdings. Its largest new stake was Burlington: 14,000 shares worth $831K.

By sector, the portfolio is most concentrated in Healthcare at 8.2% of assets, up from 6.1% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was First Trust Financials AlphaDEX Fund, an estimated $1.19M trimmed.

  • B. Riley Wealth Management's largest Q1 2015 buy was Burlington: 14,000 shares worth $831K.
  • B. Riley Wealth Management added most to First Trust Energy AlphaDEX Fund in Q1 2015, an estimated $1.01M increase.
  • B. Riley Wealth Management's biggest Q1 2015 reduction was First Trust Financials AlphaDEX Fund, cutting an estimated $1.19M.
  • B. Riley Wealth Management fully exited Amedisys in Q1 2015, selling an estimated $789K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $133M portfolio in Q1 2015.
  • B. Riley Wealth Management opened 129 new positions and closed 125 in Q1 2015.
  • B. Riley Wealth Management's portfolio value rose 8.8% quarter-over-quarter to $133M.

Based on B. Riley Wealth Management's 13F filing for Q1 2015, filed 13 Apr 2015.