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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
1101
Intuit
INTU
$86.5B
– –
-1,367
Closed -$110K
IPG
1102
DELISTED
Interpublic Group of Companies
IPG
$0 ﹤0.01%
47
– –
IUSG icon
1103
iShares Core S&P US Growth ETF
IUSG
$31.7B
– –
-3,850
Closed -$143K
IYE icon
1104
iShares US Energy ETF
IYE
$1.74B
– –
-43
Closed -$2K
IYH icon
1105
iShares US Healthcare ETF
IYH
$3.37B
– –
-115
Closed -$2K
IYJ icon
1106
iShares US Industrials ETF
IYJ
$1.98B
– –
-64
Closed -$3K
IYK icon
1107
iShares US Consumer Staples ETF
IYK
$1.4B
– –
-90
Closed -$2K
IYR icon
1108
iShares US Real Estate ETF
IYR
$4.66B
– –
-39
Closed -$2K
IYT icon
1109
iShares US Transportation ETF
IYT
$2.26B
– –
-92
Closed -$3K
JACK icon
1110
Jack in the Box
JACK
$312M
– –
-1,500
Closed -$89K
KOLD icon
1111
ProShares UltraShort Bloomberg Natural Gas
KOLD
$115M
– –
-1,200
Closed -$161K
LDP icon
1112
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
– –
-2,500
Closed -$63K
LE icon
1113
Lands' End
LE
$370M
$0 ﹤0.01%
+22
New +$814
LUV icon
1114
Southwest Airlines
LUV
$22B
– –
-8,700
Closed -$233K
MD icon
1115
Pediatrix Medical
MD
$2.18B
– –
-1,835
Closed -$106K
MDU icon
1116
MDU Resources
MDU
$4.17B
– –
-1,052
Closed -$14K
MEI icon
1117
Methode Electronics
MEI
$496M
– –
-3,174
Closed -$121K
MHN
1118
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-784
Closed -$10K
MKL icon
1119
Markel Group
MKL
$23.3B
– –
-50
Closed -$32K
MLI icon
1120
Mueller Industries
MLI
$14.7B
– –
-2,400
Closed -$17K
MOS icon
1121
The Mosaic Company
MOS
$7.03B
– –
-3,583
Closed -$177K
MSM icon
1122
MSC Industrial Direct
MSM
$6.89B
– –
-97
Closed -$9K
MVIS icon
1123
Microvision
MVIS
$6.21M
$0 ﹤0.01%
35
– –
MYI icon
1124
BlackRock MuniYield Quality Fund III
MYI
$709M
– –
-1,425
Closed -$19K
MYN icon
1125
BlackRock MuniYield New York Quality Fund
MYN
$372M
– –
-1,493
Closed -$19K
43 44
45
46 47

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EL
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PGF
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SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.