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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSAT icon
1076
Globalstar
GSAT
$10.7B
$0 ﹤0.01%
+2
New –
MVIS icon
1077
Microvision
MVIS
$6.21M
$0 ﹤0.01%
+35
New +$59
SVRA icon
1078
Savara
SVRA
$1.12B
$0 ﹤0.01%
+9
New +$493
TA
1079
DELISTED
TravelCenters of America LLC
TA
– –
0
– –
RBCN
1080
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
+4
New +$475
GM.WS.B
1081
DELISTED
General Motors Company
GM.WS.B
$0 ﹤0.01%
+4
New +$77
GM.WS.A
1082
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$0 ﹤0.01%
+4
New +$109
RBY
1083
DELISTED
RUBICON MENERALS CORP (F)
RBY
$0 ﹤0.01%
+250
New +$309
VLNC
1084
DELISTED
VALENCE TECHNOLOGY INC
VLNC
$0 ﹤0.01%
+10,000
New –
TELK
1085
DELISTED
TELIK, INC
TELK
$0 ﹤0.01%
+347
New +$489
OXGN
1086
DELISTED
OXIGENE INC COM
OXGN
$0 ﹤0.01%
+1
New +$3
FRP
1087
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
$0 ﹤0.01%
+2
New –
40 41 42 43
44

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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.