We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAB
1051
DELISTED
Viacom Inc. Class B
VIAB
$1K ﹤0.01%
16
-2,639
-99% -$217K
SCG
1052
DELISTED
Scana
SCG
$1K ﹤0.01%
21
– –
SHLD
1053
DELISTED
Sears Holding Corporation
SHLD
$1K ﹤0.01%
82
– –
MEA
1054
DELISTED
METALICO INC
MEA
$1K ﹤0.01%
1,000
– –
CRRS
1055
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$1K ﹤0.01%
1,000
– –
AEM icon
1056
Agnico Eagle Mines
AEM
$73.6B
– –
-20,000
Closed -$766K
AMAT icon
1057
Applied Materials
AMAT
$403B
– –
-700
Closed -$15K
ARCB icon
1058
ArcBest
ARCB
$3.23B
– –
-2,854
Closed -$124K
ASH icon
1059
Ashland
ASH
$3.33B
– –
-818
Closed -$42.6K
AVGO icon
1060
Broadcom
AVGO
$1.85T
– –
-2,350
Closed -$16K
BB icon
1061
BlackBerry
BB
$4.98B
– –
-700
Closed -$7K
BBY icon
1062
Best Buy
BBY
$18.2B
– –
-6,000
Closed -$186K
BHC icon
1063
Bausch Health
BHC
$2.58B
– –
-122
Closed -$15K
BNY
1064
Bank of New York Mellon
BNY
$106B
– –
-265
Closed -$9K
BNY
1065
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-764
Closed -$10K
BOND icon
1066
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
– –
-184
Closed -$20K
BRW
1067
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-2,200
Closed -$25K
CAF
1068
Morgan Stanley China A Share Fund
CAF
$322M
– –
-299
Closed -$6K
COF icon
1069
Capital One
COF
$128B
$0 ﹤0.01%
12
-50
-81% -$4.09K
COR icon
1070
Cencora
COR
$60.6B
– –
-21
Closed -$1K
CORN icon
1071
Teucrium Corn Fund
CORN
$176M
– –
-600
Closed -$17K
CRT
1072
Cross Timbers Royalty Trust
CRT
$61.3M
– –
-700
Closed -$23K
CSTE icon
1073
Caesarstone
CSTE
$72.3M
– –
-3,611
Closed -$177K
CTAS icon
1074
Cintas
CTAS
$81.9B
$0 ﹤0.01%
4
– –
CUT icon
1075
Invesco MSCI Global Timber ETF
CUT
$32.8M
– –
-400
Closed -$10K
41 42
43
44 45

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.