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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ES icon
1026
Eversource Energy
ES
$28.1B
$2K ﹤0.01%
58
– –
FCEL icon
1027
FuelCell Energy
FCEL
$1.45B
– –
0
– –
FDS icon
1028
Factset
FDS
$10B
$2K ﹤0.01%
20
– –
IDU icon
1029
iShares US Utilities ETF
IDU
$1.37B
$2K ﹤0.01%
36
– –
IYE icon
1030
iShares US Energy ETF
IYE
$1.72B
$2K ﹤0.01%
43
– –
IYH icon
1031
iShares US Healthcare ETF
IYH
$3.44B
$2K ﹤0.01%
115
– –
IYK icon
1032
iShares US Consumer Staples ETF
IYK
$1.44B
$2K ﹤0.01%
90
– –
IYR icon
1033
iShares US Real Estate ETF
IYR
$4.75B
$2K ﹤0.01%
39
– –
PARA
1034
DELISTED
Paramount Global Class B
PARA
$2K ﹤0.01%
43
– –
SCHW
1035
Charles Schwab
SCHW
$182B
$2K ﹤0.01%
97
– –
STWD icon
1036
Starwood Property Trust
STWD
$6.12B
$2K ﹤0.01%
100
-75
-43% -$1.79K
UGL icon
1037
ProShares Ultra Gold
UGL
$649M
$2K ﹤0.01%
200
– –
VTR icon
1038
Ventas
VTR
$47.5B
$2K ﹤0.01%
30
+1
+3% +$74
WABC icon
1039
Westamerica Bancorp
WABC
$1.39B
$2K ﹤0.01%
52
– –
XES icon
1040
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$352M
$2K ﹤0.01%
6
– –
HOLI
1041
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2K ﹤0.01%
+100
New +$2.17K
SPLK
1042
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
41
-1,562
-97% -$82K
AUY
1043
DELISTED
Yamana Gold, Inc.
AUY
$2K ﹤0.01%
250
– –
ATCO
1044
DELISTED
Atlas Corp.
ATCO
$2K ﹤0.01%
+100
New +$2.24K
ARNA
1045
DELISTED
Arena Pharmaceuticals Inc
ARNA
$2K ﹤0.01%
40
– –
WPX
1046
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
99
– –
PIR
1047
DELISTED
Pier 1 Imports, Inc.
PIR
$2K ﹤0.01%
+7
New +$2.46K
BT
1048
DELISTED
BT Group plc (ADR)
BT
$2K ﹤0.01%
88
– –
ICON
1049
DELISTED
Iconix Brand Group, Inc.
ICON
$2K ﹤0.01%
5
– –
FCE.A
1050
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$2K ﹤0.01%
142
– –
40 41
42
43 44

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.