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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEE icon
976
Ameren
AEE
$30.3B
$2K ﹤0.01%
53
– –
BWX icon
977
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$2K ﹤0.01%
78
– –
DBO icon
978
Invesco DB Oil Fund
DBO
$403M
$2K ﹤0.01%
75
– –
EBAY icon
979
eBay
EBAY
$50.6B
$2K ﹤0.01%
119
-475
-80% -$10.6K
ES icon
980
Eversource Energy
ES
$26.9B
$2K ﹤0.01%
58
– –
EWN icon
981
iShares MSCI Netherlands ETF
EWN
$571M
$2K ﹤0.01%
120
– –
FCEL icon
982
FuelCell Energy
FCEL
$1.73B
– –
0
– –
FDS icon
983
Factset
FDS
$9.36B
$2K ﹤0.01%
20
– –
GGG icon
984
Graco
GGG
$12.9B
$2K ﹤0.01%
120
– –
IBND icon
985
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$2K ﹤0.01%
80
– –
JHX icon
986
James Hardie Industries
JHX
$15.3B
$2K ﹤0.01%
250
– –
LHX icon
987
L3Harris
LHX
$51.6B
$2K ﹤0.01%
43
– –
NAVI icon
988
Navient
NAVI
$789M
$2K ﹤0.01%
+162
New +$2.85K
PSLV icon
989
Sprott Physical Silver Trust
PSLV
$12B
$2K ﹤0.01%
390
– –
THRM icon
990
Gentherm
THRM
$1.25B
$2K ﹤0.01%
50
-25,300
-100% -$1.19M
UGL icon
991
ProShares Ultra Gold
UGL
$650M
$2K ﹤0.01%
200
– –
VTR icon
992
Ventas
VTR
$48B
$2K ﹤0.01%
30
– –
WABC icon
993
Westamerica Bancorp
WABC
$1.38B
$2K ﹤0.01%
52
– –
WELL icon
994
Welltower
WELL
$169B
$2K ﹤0.01%
32
-5,976
-99% -$385K
WPRT
995
Westport Fuel Systems
WPRT
$33.4M
$2K ﹤0.01%
25
– –
XES icon
996
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$374M
$2K ﹤0.01%
6
– –
XLK icon
997
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2K ﹤0.01%
100
-6,204
-98% -$123K
ATCO
998
DELISTED
Atlas Corp.
ATCO
$2K ﹤0.01%
100
– –
WPX
999
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
99
– –
SDT
1000
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$2K ﹤0.01%
600
– –
38 39
40
41 42

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PGF
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SM
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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.