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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
76
Costco
COST
$432B
$437K 0.32%
3,491
-1,224
-26% -$148K
PNQI icon
77
Invesco NASDAQ Internet ETF
PNQI
$527M
$432K 0.32%
31,635
-26,655
-46% -$367K
BBEP
78
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$422K 0.31%
20,800
+10,000
+93% +$220K
MWE
79
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$422K 0.31%
5,499
+2,950
+116% +$220K
HRL icon
80
Hormel Foods
HRL
$14.2B
$418K 0.31%
16,292
– –
MON
81
DELISTED
Monsanto Co
MON
$413K 0.31%
3,676
-2
-0.1% -$234
ITW icon
82
Illinois Tool Works
ITW
$84.1B
$409K 0.3%
4,850
-50
-1% -$4.33K
XTN icon
83
State Street SPDR S&P Transportation ETF
XTN
$390M
$409K 0.3%
+8,782
New +$413K
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.11T
$408K 0.3%
14,079
-30,563
-68% -$884K
DD
85
DELISTED
Du Pont De Nemours E I
DD
$406K 0.3%
5,968
+24
+0.4% +$1.51K
KMP
86
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$401K 0.3%
4,301
-3,894
-48% -$347K
RPG icon
87
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$399K 0.3%
+25,905
New +$404K
NMM icon
88
Navios Maritime Partners
NMM
$2.22B
$398K 0.3%
1,488
+150
+11% +$43.6K
XLF icon
89
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$394K 0.29%
19,378
-5,140
-21% -$104K
LINE
90
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$394K 0.29%
13,090
+578
+5% +$18K
BMY icon
91
Bristol-Myers Squibb
BMY
$129B
$392K 0.29%
7,662
+533
+7% +$26.6K
ETP
92
DELISTED
Energy Transfer Partners, L.P.
ETP
$392K 0.29%
+8,125
New +$384K
NKE icon
93
Nike
NKE
$64.1B
$381K 0.28%
8,548
-7,880
-48% -$313K
BAC icon
94
Bank of America
BAC
$429B
$379K 0.28%
22,267
-424
-2% -$6.75K
SLV icon
95
iShares Silver Trust
SLV
$27.7B
$378K 0.28%
23,140
-400
-2% -$7.56K
OEF icon
96
iShares S&P 100 ETF
OEF
$19.5B
$374K 0.28%
4,246
– –
OIL
97
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$374K 0.28%
16,685
-465
-3% -$11K
IWB icon
98
iShares Russell 1000 ETF
IWB
$47.1B
$373K 0.28%
3,400
– –
IJR icon
99
iShares Core S&P Small-Cap ETF
IJR
$109B
$372K 0.28%
7,146
-116
-2% -$6.31K
ORLY icon
100
O'Reilly Automotive
ORLY
$75.1B
$371K 0.28%
37,020
-13,500
-27% -$138K
2 3
4
5 6

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PGF
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SM
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HIH
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.