BRWM
ETP

B. Riley Wealth Management’s Energy Transfer Partners, L.P. ETP Stock Holding History

B. Riley Wealth Management’s Portfolio ETP Stock Details ETP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-3,000
Closed -$114K – 919
2015
Q2 		$114K Sell
3,000
-2,000
-40% -$81.7K 0.09% 253
2015
Q1 		$206K Sell
5,000
-1,900
-28% -$80.5K 0.15% 199
2014
Q4 		$288K Sell
6,900
-1,225
-15% -$56.4K 0.24% 110
2014
Q3 		$392K Buy
+8,125
New +$384K 0.29% 92
2014
Q2 		– Sell
-238
Closed -$11K – 1203
2014
Q1 		$11K Buy
+238
New +$9.52K 0.01% 749

Other funds holding ETP

TCA
Tortoise Capital Advisors Overland Park, Kansas $9.6B AUM 19.53% 1-Year Est. Return
O
OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $761B AUM 31.28% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
CCM
Chickasaw Capital Management Memphis, Tennessee $2.78B AUM 20.87% 1-Year Est. Return
NIM
NXG Investment Management Dallas, Texas $2.01B AUM 30.38% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return