We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWC
951
DELISTED
Stillwater Mining Co
SWC
– –
-600
Closed -$6K
CWEI
952
DELISTED
Clayton Williams Energy, Inc.
CWEI
– –
-476
Closed -$31K
TPLM
953
DELISTED
Triangle Petroleum Corporation
TPLM
– –
-4,725
Closed -$23K
SCAI
954
DELISTED
Surgical Care Affiliates, Inc.
SCAI
– –
-2,400
Closed -$92K
GGE
955
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
– –
-1,000
Closed -$16K
CPPL
956
DELISTED
Columbia Pipeline Partners LP
CPPL
– –
-2,500
Closed -$63K
LOCK
957
DELISTED
LifeLock, Inc.
LOCK
– –
-400
Closed -$6K
NRF
958
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-536
Closed -$17K
BSJG
959
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-370
Closed -$9K
CTF
960
DELISTED
Nuveen Long/Short Commodity Fd
CTF
– –
-200
Closed -$3K
LGF
961
DELISTED
Lions Gate Entertainment
LGF
– –
-300
Closed -$11K
IM
962
DELISTED
Ingram Micro
IM
– –
-400
Closed -$10K
AMSG
963
DELISTED
Amsurg Corp
AMSG
– –
-300
Closed -$20K
BLOX
964
DELISTED
Infoblox Inc
BLOX
– –
-500
Closed -$13K
DRYS
965
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$12K
INXX
966
DELISTED
Columbia India Infrastructure ETF
INXX
– –
-1,775
Closed -$21K
OUTR
967
DELISTED
OUTERWALL INC
OUTR
– –
-611
Closed -$46K
MRD
968
DELISTED
MEMORIAL RESOURCE DEV CORP COM STK (DE)
MRD
– –
-2,197
Closed -$41K
EMC
969
DELISTED
EMC CORPORATION
EMC
– –
-1,525
Closed -$40K
HTS
970
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-311
Closed -$5K
GM.WS.A
971
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-6
Closed –
HERO
972
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-2,890
Closed –
AZUR
973
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
– –
-15,300
Closed -$181K
CRC
974
DELISTED
California Resources Corporation
CRC
– –
-29
Closed -$1K
BBEP
975
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-5,207
Closed -$24K
37 38
39
40 41

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.