B. Riley Wealth Management’s Nuveen Long/Short Commodity Fd CTF Stock Holding History

Quarter Market Value Status Shares Shares
Change %
Trade Value Portfolio Weight Portfolio Position
2015
Q3
Sell
-200
Closed -$3K 963
2015
Q2
$3K Hold
200
﹤0.01% 948
2015
Q1
$3K Hold
200
﹤0.01% 949
2014
Q4
$3K Hold
200
﹤0.01% 926
2014
Q3
$2K Hold
200
﹤0.01% 1012
2014
Q2
$3K Sell
200
-1,500
-88% -$22.5K ﹤0.01% 1014
2014
Q1
$28K Buy
+1,700
New +$28K 0.02% 570