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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGPT icon
926
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$4K ﹤0.01%
360
– –
MNKD icon
927
MannKind Corp
MNKD
$1.21B
$4K ﹤0.01%
137
– –
NHI icon
928
National Health Investors
NHI
$3.72B
$4K ﹤0.01%
+75
New +$4.65K
PMT
929
PennyMac Mortgage Investment
PMT
$822M
$4K ﹤0.01%
200
– –
RZG icon
930
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
$4K ﹤0.01%
171
– –
UPS icon
931
United Parcel Service
UPS
$88.6B
$4K ﹤0.01%
50
– –
VCR icon
932
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$4K ﹤0.01%
45
-170
-79% -$18.7K
VEGI icon
933
iShares MSCI Agriculture Producers ETF
VEGI
$148M
$4K ﹤0.01%
150
-100
-40% -$2.73K
VPL icon
934
Vanguard FTSE Pacific ETF
VPL
$8.08B
$4K ﹤0.01%
74
– –
WTW icon
935
Willis Towers Watson
WTW
$31.2B
$4K ﹤0.01%
38
– –
ZBH icon
936
Zimmer Biomet
ZBH
$18.2B
$4K ﹤0.01%
42
– –
INF
937
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$4K ﹤0.01%
205
– –
STI
938
DELISTED
SunTrust Banks, Inc.
STI
$4K ﹤0.01%
120
– –
KERX
939
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$4K ﹤0.01%
350
– –
JMI
940
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$4K ﹤0.01%
+400
New +$5.27K
CYT
941
DELISTED
CYTEC INDS INC
CYT
$4K ﹤0.01%
100
– –
MILL
942
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$4K ﹤0.01%
1,000
– –
XLS
943
DELISTED
EXELIS INC COM STK
XLS
$4K ﹤0.01%
300
-21
-7% -$341
EXXI
944
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$4K ﹤0.01%
400
– –
TNH
945
DELISTED
Terra Nitrogen
TNH
$4K ﹤0.01%
20
-130
-87% -$19K
CLMT icon
946
Calumet Specialty Products
CLMT
$3.85B
$3K ﹤0.01%
110
+3
+3% +$91
DOC icon
947
Healthpeak Properties
DOC
$15.1B
$3K ﹤0.01%
108
+1
+0.9% +$38
EQR icon
948
Equity Residential
EQR
$24.9B
$3K ﹤0.01%
55
– –
EWH icon
949
iShares MSCI Hong Kong ETF
EWH
$1.24B
$3K ﹤0.01%
150
– –
FXI icon
950
iShares China Large-Cap ETF
FXI
$4.37B
$3K ﹤0.01%
100
-165
-62% -$6.61K
36 37
38
39 40

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.