We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLD
901
DELISTED
Cloud Peak Energy Inc
CLD
– –
-625
Closed -$2K
TFCF
902
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
– –
-2,400
Closed -$77K
SGYP
903
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-1,000
Closed -$8K
ENLK
904
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-5,850
Closed -$128K
ARDM
905
DELISTED
Aradigm Corp Common Stock
ARDM
– –
-68
Closed –
GOV
906
DELISTED
Government Properties Income Trust
GOV
– –
-1,000
Closed -$18K
FCE.A
907
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-142
Closed -$3K
ARII
908
DELISTED
American Railcar Industries, Inc.
ARII
– –
-600
Closed -$29K
SODA
909
DELISTED
SodaStream International Ltd
SODA
– –
-1,860
Closed -$39K
EGN
910
DELISTED
Energen
EGN
– –
-500
Closed -$34K
AET
911
DELISTED
Aetna Inc
AET
– –
-900
Closed -$114K
COL
912
DELISTED
Rockwell Collins
COL
– –
-600
Closed -$55K
PX
913
DELISTED
Praxair Inc
PX
– –
-100
Closed -$11K
PF
914
DELISTED
Pinnacle Foods, Inc.
PF
– –
-500
Closed -$22K
SHLD
915
DELISTED
Sears Holding Corporation
SHLD
– –
-76
Closed -$2K
ETP
916
DELISTED
Energy Transfer Partners, L.P.
ETP
– –
-3,000
Closed -$114K
ANDV
917
DELISTED
Andeavor
ANDV
– –
-3,063
Closed -$258K
GST
918
DELISTED
Gastar Exploration Inc.
GST
– –
-1,000
Closed -$3K
ACSF
919
DELISTED
American Capital Senior Floating, Ltd.
ACSF
– –
-14,477
Closed -$183K
SHLM
920
DELISTED
Schulman (A.) Inc
SHLM
– –
-80
Closed -$3K
PAY
921
DELISTED
Verifone Systems Inc
PAY
– –
-480
Closed -$16K
TEP
922
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-7,050
Closed -$338K
TWX
923
DELISTED
Time Warner Inc
TWX
– –
-1,861
Closed -$162K
DGL
924
DELISTED
Invesco DB Gold Fund
DGL
– –
-1,000
Closed -$38K
RSO
925
DELISTED
Resource Capital Corp.
RSO
– –
-150
Closed -$2K
35 36
37
38 39

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.