B. Riley Wealth Management’s American Capital Senior Floating, Ltd. ACSF Stock Holding History

B. Riley Wealth Management’s Portfolio ACSF Stock Details ACSF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-14,477	Closed	-$183K	–	919
2015 Q2	$183K	Sell	14,477 -2,500	-15%	-$33K	0.15%	196
2015 Q1	$222K	Sell	16,977 -766	-4%	-$9.79K	0.17%	187
2014 Q4	$214K	Buy	17,743 +16	+0.1%	+$206	0.18%	150
2014 Q3	$230K	Hold	17,727	–	–	0.17%	167
2014 Q2	$248K	Sell	17,727 -4,500	-20%	-$61.7K	0.16%	173
2014 Q1	$312K	Buy	+22,227	New	+$315K	0.23%	114

Other funds holding ACSF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

SRF

Silver Rock Financial Los Angeles, California $49.7M AUM 17.42% 1-Year Est. Return

B. Riley Wealth Management's ACSF Position: Q3 2015 in Review

B. Riley Wealth Management sold out of American Capital Senior Floating, Ltd. (ACSF) in Q3 2015, closing a stake of 14,477 shares — an estimated $183K sold.

B. Riley Wealth Management first reported a position in ACSF in Q1 2014 and held it in 6 quarters. The position peaked at $312K in Q1 2014. 23 funds tracked by Wall St. Rank hold ACSF as of Q3 2015.

B. Riley Wealth Management reported no remaining American Capital Senior Floating, Ltd. position as of Q3 2015 after selling out during the quarter.
B. Riley Wealth Management sold 14,477 American Capital Senior Floating, Ltd. shares in Q3 2015, an estimated $183K.
B. Riley Wealth Management first reported a position in American Capital Senior Floating, Ltd. in Q1 2014 and held it in 6 quarters.
B. Riley Wealth Management's American Capital Senior Floating, Ltd. position peaked at $312K in Q1 2014.
23 funds tracked by Wall St. Rank held American Capital Senior Floating, Ltd. as of Q3 2015.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.