BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-7.42%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.1M
Cap. Flow %
-68.21%
Top 10 Hldgs %
25.26%
Holding
1,062
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$939K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$865K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$759K
4
VOX icon
Vanguard Communication Services ETF
VOX
$730K
5
SHOP icon
Shopify
SHOP
$721K

Top Sells

1
SH icon
ProShares Short S&P500
SH
$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$1.52M
4
AAPL icon
Apple
AAPL
$940K
5
SBUX icon
Starbucks
SBUX
$753K

Sector Composition

1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FDS icon
851
Factset
FDS
$14B
– –
-20
Closed -$3K
FEM icon
852
First Trust Emerging Markets AlphaDEX Fund
FEM
$461M
– –
-200
Closed -$4K
FEX icon
853
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.35B
– –
-5,042
Closed -$231K
FFA
854
First Trust Enhanced Equity Income Fund
FFA
$427M
– –
-1,000
Closed -$14K
FFIV icon
855
F5
FFIV
$17.9B
– –
-35
Closed -$4K
FGM icon
856
First Trust Germany AlphaDEX Fund
FGM
$71.3M
– –
-100
Closed -$3K
FHN icon
857
First Horizon
FHN
$11.3B
– –
-7
Closed –
FIDU icon
858
Fidelity MSCI Industrials Index ETF
FIDU
$1.49B
– –
-3,405
Closed -$95K
FIS icon
859
Fidelity National Information Services
FIS
$35.9B
– –
-75
Closed -$4K
FJP icon
860
First Trust Japan AlphaDEX Fund
FJP
$200M
– –
-346
Closed -$17K
FLEX icon
861
Flex
FLEX
$20.8B
– –
-664
Closed -$5K
FNF icon
862
Fidelity National Financial
FNF
$16.5B
– –
-1,929
Closed -$49K
FNX icon
863
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.18B
– –
-2,123
Closed -$114K
FPX icon
864
First Trust US Equity Opportunities ETF
FPX
$1.02B
– –
-146
Closed -$7K
FRI icon
865
First Trust S&P REIT Index Fund
FRI
$156M
– –
-3,281
Closed -$67K
FTC icon
866
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.21B
– –
-1,374
Closed -$66K
FUN icon
867
Cedar Fair
FUN
$2.52B
– –
-200
Closed -$10K
FXL icon
868
First Trust Technology AlphaDEX Fund
FXL
$1.36B
– –
-43,126
Closed -$1.52M
FXU icon
869
First Trust Utilities AlphaDEX Fund
FXU
$1.69B
– –
-357
Closed -$7K
GBX icon
870
The Greenbrier Companies
GBX
$1.44B
– –
-7,600
Closed -$356K
GD icon
871
General Dynamics
GD
$86.3B
– –
-320
Closed -$45K
GDX icon
872
VanEck Gold Miners ETF
GDX
$20.1B
– –
-100
Closed -$1K
GDXJ icon
873
VanEck Junior Gold Miners ETF
GDXJ
$7.04B
– –
-9,395
Closed -$226K
GEL icon
874
Genesis Energy
GEL
$1.98B
– –
-1,000
Closed -$43K
GEO icon
875
The GEO Group
GEO
$2.94B
– –
-1,503
Closed -$34K
33 34
35
36 37