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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFV icon
676
iShares MSCI EAFE Value ETF
EFV
$28.8B
$15K 0.01%
288
-2,714
-90% -$155K
EWG icon
677
iShares MSCI Germany ETF
EWG
$1.59B
$15K 0.01%
545
– –
EWL icon
678
iShares MSCI Switzerland ETF
EWL
$2.19B
$15K 0.01%
490
– –
FOF icon
679
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$15K 0.01%
+1,200
New +$16.2K
NRG icon
680
NRG Energy
NRG
$28.3B
$15K 0.01%
502
– –
NVS icon
681
Novartis
NVS
$297B
$15K 0.01%
187
– –
PPL
682
PPL Corp
PPL
$26.5B
$15K 0.01%
497
+3
+0.6% +$94
SFL icon
683
SFL Corp
SFL
$1.64B
$15K 0.01%
900
– –
VDE icon
684
Vanguard Energy ETF
VDE
$10.1B
$15K 0.01%
122
– –
XEL icon
685
Xcel Energy
XEL
$48.8B
$15K 0.01%
500
– –
ORAN
686
DELISTED
Orange
ORAN
$15K 0.01%
1,040
– –
WX
687
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$15K 0.01%
450
-300
-40% -$10.3K
BAX icon
688
Baxter International
BAX
$13.5B
$14K 0.01%
365
+2
+0.6% +$81
DIG icon
689
ProShares Ultra Energy
DIG
$82.8M
$14K 0.01%
162
– –
ECL icon
690
Ecolab
ECL
$78.1B
$14K 0.01%
130
– –
EWK icon
691
iShares MSCI Belgium ETF
EWK
$164M
$14K 0.01%
+913
New +$15.4K
EXG icon
692
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$14K 0.01%
1,405
– –
FNV icon
693
Franco-Nevada
FNV
$41.1B
$14K 0.01%
300
-3,800
-93% -$211K
IXC icon
694
iShares Global Energy ETF
IXC
$2.79B
$14K 0.01%
324
+4
+1% +$187
MAT icon
695
Mattel
MAT
$4.38B
$14K 0.01%
+480
New +$17K
MCK icon
696
McKesson
MCK
$100B
$14K 0.01%
74
– –
NAT icon
697
Nordic American Tanker
NAT
$1.38B
$14K 0.01%
+1,814
New +$15.8K
REX icon
698
REX American Resources
REX
$1.42B
$14K 0.01%
+1,200
New +$17.8K
SPNT icon
699
SiriusPoint
SPNT
$2.75B
$14K 0.01%
+4,000
New +$61.3K
TNL icon
700
Travel + Leisure Co
TNL
$4.66B
$14K 0.01%
388
– –
26 27
28
29 30

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.