BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.4M
2
+$5.17M
3
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

1
+$95M
2
+$15.7M
3
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APO icon
651
Apollo Global Management
APO
$62B
– –
-2,786
CL icon
652
Colgate-Palmolive
CL
$76.6B
– –
-2,722
GPGI
653
GPGI Inc
GPGI
$6.4B
– –
-48,160
CVNA icon
654
Carvana
CVNA
$45.5B
– –
-1,519
DBRG icon
655
DigitalBridge
DBRG
$2.83B
– –
-3,112
DERM icon
656
Journey Medical
DERM
$260M
– –
-15,000
DKS icon
657
Dick's Sporting Goods
DKS
$18.1B
– –
-4,916
DXCM icon
658
DexCom
DXCM
$28.1B
– –
-2,376
EEM icon
659
iShares MSCI Emerging Markets ETF
EEM
$27.6B
– –
-4,157
FAAR icon
660
First Trust Alternative Absolute Return Strategy ETF
FAAR
$157M
– –
-44,131
FDUS icon
661
Fidus Investment
FDUS
$659M
– –
-11,500
FIS icon
662
Fidelity National Information Services
FIS
$26B
– –
-3,962
FIXD icon
663
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.47B
– –
-12,679
FLOT icon
664
iShares Floating Rate Bond ETF
FLOT
$9.2B
– –
-4,228
FLRN icon
665
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.77B
– –
-16,877
HUN icon
666
Huntsman Corp
HUN
$2.15B
– –
-16,325
IEI icon
667
iShares 3-7 Year Treasury Bond ETF
IEI
$18.4B
– –
-2,645
IVOL icon
668
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$489M
– –
-7,543
JXN icon
669
Jackson Financial
JXN
$7.55B
– –
-8,546
KRE icon
670
State Street SPDR S&P Regional Banking ETF
KRE
$4.14B
– –
-4,350
LDSF icon
671
First Trust Low Duration Strategic Focus ETF
LDSF
$155M
– –
-35,653
LDUR icon
672
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.35B
– –
-2,181
LGH icon
673
HCM Defender 500 Index ETF
LGH
$565M
– –
-4,510
LHX icon
674
L3Harris
LHX
$68.7B
– –
-1,855
LUMN icon
675
Lumen
LUMN
$7.11B
– –
-11,054
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