BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.43M
2
+$5.66M
3
+$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.65M

Top Sells

1
+$16M
2
+$15.5M
3
+$11.3M
4
JPM icon
JPMorgan Chase
JPM
+$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNTX icon
651
BioNTech
BNTX
$26.6B
– –
-831
BSV icon
652
Vanguard Short-Term Bond ETF
BSV
$42.4B
– –
-6,456
CDNS icon
653
Cadence Design Systems
CDNS
$87.3B
– –
-1,687
CG icon
654
Carlyle Group
CG
$23.8B
– –
-3,942
DBRG icon
655
DigitalBridge
DBRG
$2.8B
– –
-3,112
DERM icon
656
Journey Medical
DERM
$227M
– –
-15,000
DKS icon
657
Dick's Sporting Goods
DKS
$19.2B
– –
-4,916
DXCM icon
658
DexCom
DXCM
$27B
– –
-2,376
EEM icon
659
iShares MSCI Emerging Markets ETF
EEM
$22.9B
– –
-4,157
FAAR icon
660
First Trust Alternative Absolute Return Strategy ETF
FAAR
$132M
– –
-44,131
FDUS icon
661
Fidus Investment
FDUS
$737M
– –
-11,500
FIS icon
662
Fidelity National Information Services
FIS
$32.9B
– –
-3,962
FIXD icon
663
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.46B
– –
-12,679
FLOT icon
664
iShares Floating Rate Bond ETF
FLOT
$9B
– –
-4,228
FLRN icon
665
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.71B
– –
-16,877
FTCS icon
666
First Trust Capital Strength ETF
FTCS
$8.36B
– –
-4,019
GDL
667
GDL Fund
GDL
$94.1M
– –
-11,933
HOOD icon
668
Robinhood
HOOD
$99.2B
– –
-15,500
HUM icon
669
Humana
HUM
$34.2B
– –
-546
IBUY icon
670
Amplify Online Retail ETF
IBUY
$147M
– –
-2,459
IEI icon
671
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-2,645
IVOL icon
672
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$485M
– –
-7,543
JXN icon
673
Jackson Financial
JXN
$7.81B
– –
-8,546
KRE icon
674
State Street SPDR S&P Regional Banking ETF
KRE
$4.04B
– –
-4,350
LDSF icon
675
First Trust Low Duration Strategic Focus ETF
LDSF
$148M
– –
-35,653
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