BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.4M
2
+$5.17M
3
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

1
+$95M
2
+$15.7M
3
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JXN icon
651
Jackson Financial
JXN
$7.97B
– –
-8,546
KRE icon
652
State Street SPDR S&P Regional Banking ETF
KRE
$3.9B
– –
-4,350
PFN
653
PIMCO Income Strategy Fund II
PFN
$687M
– –
-13,928
FPXI icon
654
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$183M
– –
-5,202
FTCS icon
655
First Trust Capital Strength ETF
FTCS
$7.9B
– –
-4,019
HUM icon
656
Humana
HUM
$25.8B
– –
-546
IBUY icon
657
Amplify Online Retail ETF
IBUY
$119M
– –
-2,459
ROKU icon
658
Roku
ROKU
$17B
– –
-1,309
SJNK icon
659
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.69B
– –
-22,617
SLV icon
660
iShares Silver Trust
SLV
$38.8B
– –
-10,475
SMSI icon
661
Smith Micro Software
SMSI
$19.1M
– –
-2,250
SNAP icon
662
Snap
SNAP
$9.36B
– –
-8,296
SVC
663
Service Properties Trust
SVC
$913M
– –
-15,000
TAP icon
664
Molson Coors Class B
TAP
$8.07B
– –
-4,822
ASXC
665
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-10,125
FNI
666
DELISTED
First Trust Chindia ETF
FNI
– –
-23,488
TWTR
667
DELISTED
Twitter, Inc.
TWTR
– –
-7,049
ALB icon
668
Albemarle
ALB
$22.6B
– –
-1,110
APO icon
669
Apollo Global Management
APO
$72.2B
– –
-2,786
CL icon
670
Colgate-Palmolive
CL
$67.3B
– –
-2,722
GPGI
671
GPGI Inc
GPGI
$4.75B
– –
-48,160
CVNA icon
672
Carvana
CVNA
$57.4B
– –
-1,519
DBRG icon
673
DigitalBridge
DBRG
$2.85B
– –
-3,112
DERM icon
674
Journey Medical
DERM
$140M
– –
-15,000
DKS icon
675
Dick's Sporting Goods
DKS
$19.9B
– –
-4,916
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