BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.47%
This Quarter Est. Return
1 Year Est. Return
+3.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.43M
2
+$5.66M
3
+$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.65M

Top Sells

1
+$16M
2
+$15.5M
3
+$11.3M
4
JPM icon
JPMorgan Chase
JPM
+$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOOD icon
651
Robinhood
HOOD
$113B
– –
-15,500
HUM icon
652
Humana
HUM
$29.1B
– –
-546
HUN icon
653
Huntsman Corp
HUN
$1.8B
– –
-16,325
IBUY icon
654
Amplify Online Retail ETF
IBUY
$143M
– –
-2,459
IEI icon
655
iShares 3-7 Year Treasury Bond ETF
IEI
$17.5B
– –
-2,645
IVOL icon
656
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$432M
– –
-7,543
JXN icon
657
Jackson Financial
JXN
$6.63B
– –
-8,546
KRE icon
658
State Street SPDR S&P Regional Banking ETF
KRE
$3.43B
– –
-4,350
LDSF icon
659
First Trust Low Duration Strategic Focus ETF
LDSF
$140M
– –
-35,653
LDUR icon
660
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.01B
– –
-2,181
LGH icon
661
HCM Defender 500 Index ETF
LGH
$582M
– –
-4,510
LHX icon
662
L3Harris
LHX
$51.2B
– –
-1,855
LUMN icon
663
Lumen
LUMN
$9.37B
– –
-11,054
MBSD icon
664
FlexShares Disciplined Duration MBS Index Fund
MBSD
$89.5M
– –
-24,244
MCHI icon
665
iShares MSCI China ETF
MCHI
$7.98B
– –
-4,326
MET icon
666
MetLife
MET
$50.3B
– –
-10,146
MGA icon
667
Magna International
MGA
$13.9B
– –
-7,062
MMLG icon
668
First Trust Multi-Manager Large Growth ETF
MMLG
$90.8M
– –
-7,950
MSI icon
669
Motorola Solutions
MSI
$62.9B
– –
-933
NEAR icon
670
iShares Short Maturity Bond ETF
NEAR
$3.76B
– –
-5,100
NG icon
671
NovaGold Resources
NG
$4.04B
– –
-13,000
NVR icon
672
NVR
NVR
$20.8B
– –
-67
O icon
673
Realty Income
O
$52.9B
– –
-2,806
OTRK
674
DELISTED
Ontrak
OTRK
– –
-378
PAI
675
Western Asset Investment Grade Income Fund
PAI
$118M
– –
-18,350
25 26
27
28 29