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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOOD icon
651
Robinhood
HOOD
$83.9B
– –
-15,500
Closed -$275K
HUM icon
652
Humana
HUM
$46.2B
– –
-546
Closed -$253K
HUN icon
653
Huntsman Corp
HUN
$1.77B
– –
-16,325
Closed -$569K
IBUY icon
654
Amplify Online Retail ETF
IBUY
$112M
– –
-2,459
Closed -$216K
IEI icon
655
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
– –
-2,645
Closed -$340K
IVOL icon
656
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
– –
-7,543
Closed -$203K
JXN icon
657
Jackson Financial
JXN
$8.8B
– –
-8,546
Closed -$357K
KRE icon
658
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-4,350
Closed -$308K
LDSF icon
659
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
– –
-35,653
Closed -$713K
LDUR icon
660
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
– –
-2,181
Closed -$219K
LGH icon
661
HCM Defender 500 Index ETF
LGH
$602M
– –
-4,510
Closed -$208K
LHX icon
662
L3Harris
LHX
$53.4B
– –
-1,855
Closed -$396K
LUMN icon
663
Lumen
LUMN
$6.44B
– –
-11,054
Closed -$139K
MBSD icon
664
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.9M
– –
-24,244
Closed -$562K
MCHI icon
665
iShares MSCI China ETF
MCHI
$6.38B
– –
-4,326
Closed -$272K
MET icon
666
MetLife
MET
$62.1B
– –
-10,146
Closed -$634K
MGA icon
667
Magna International
MGA
$18.8B
– –
-7,062
Closed -$572K
AFGR
668
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.3M
– –
-7,950
Closed -$216K
MSI icon
669
Motorola Solutions
MSI
$77.4B
– –
-933
Closed -$253K
NEAR icon
670
iShares Short Maturity Bond ETF
NEAR
$4.85B
– –
-5,100
Closed -$255K
NG icon
671
NovaGold Resources
NG
$3.33B
– –
-13,000
Closed -$89K
NVR icon
672
NVR
NVR
$17B
– –
-67
Closed -$396K
O icon
673
Realty Income
O
$59.1B
– –
-2,806
Closed -$201K
OTRK
674
DELISTED
Ontrak
OTRK
– –
-378
Closed -$214K
PAI
675
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-18,350
Closed -$287K
25 26
27
28 29

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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.