B. Riley Wealth Management’s First Trust Low Duration Strategic Focus ETF LDSF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-35,653	Closed	-$713K	–	661
2021 Q4	$713K	Sell	35,653 -82,921	-70%	-$1.66M	0.05%	276
2021 Q3	$2.39M	Buy	118,574 +35,826	+43%	+$722K	0.18%	114
2021 Q2	$1.68M	Sell	82,748 -12,500	-13%	-$254K	0.19%	119
2021 Q1	$1.93M	Buy	+95,248	New	+$1.93M	0.23%	101