We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HK
626
DELISTED
Halcon Resources Corporation
HK
$19K 0.01%
+29
New +$28.3K
CAG icon
627
Conagra Brands
CAG
$6.94B
$18K 0.01%
739
+353
+91% +$8.7K
CINF icon
628
Cincinnati Financial
CINF
$27.3B
$18K 0.01%
392
+3
+0.8% +$143
CMCSA icon
629
Comcast
CMCSA
$85B
$18K 0.01%
680
-6,860
-91% -$188K
DAKT icon
630
Daktronics
DAKT
$955M
$18K 0.01%
1,500
– –
EIRL icon
631
iShares MSCI Ireland ETF
EIRL
$75.6M
$18K 0.01%
550
– –
EIS icon
632
iShares MSCI Israel ETF
EIS
$889M
$18K 0.01%
370
– –
EQT icon
633
EQT Corp
EQT
$33.3B
$18K 0.01%
367
+275
+299% +$14.6K
GDX icon
634
VanEck Gold Miners ETF
GDX
$22.7B
$18K 0.01%
850
-280
-25% -$7.16K
GT icon
635
Goodyear
GT
$2B
$18K 0.01%
800
-11,569
-94% -$297K
ICF icon
636
iShares Select U.S. REIT ETF
ICF
$2.09B
$18K 0.01%
428
+2
+0.5% +$88
ICMB icon
637
Investcorp Credit Management BDC
ICMB
$11.1M
$18K 0.01%
1,410
+403
+40% +$5.52K
IFN
638
Aberdeen India Fund
IFN
$499M
$18K 0.01%
670
+350
+109% +$9.16K
LVS icon
639
Las Vegas Sands
LVS
$31.7B
$18K 0.01%
300
– –
NCZ
640
Virtus Convertible & Income Fund II
NCZ
$294M
$18K 0.01%
500
– –
RVT icon
641
Royce Value Trust
RVT
$2.21B
$18K 0.01%
1,300
– –
SRPT icon
642
Sarepta Therapeutics
SRPT
$1.57B
$18K 0.01%
900
– –
SU icon
643
Suncor Energy
SU
$79.4B
$18K 0.01%
500
– –
TDG icon
644
TransDigm Group
TDG
$70.2B
$18K 0.01%
+100
New +$17.9K
FHK
645
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
$18K 0.01%
+486
New +$19.3K
POT
646
DELISTED
Potash Corp Of Saskatchewan
POT
$18K 0.01%
536
-147
-22% -$5.21K
FCAN
647
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$18K 0.01%
+523
New +$19.8K
FTW
648
DELISTED
First Trust Taiwan AlphaDEX Fund
FTW
$18K 0.01%
+530
New +$20.1K
ATHE
649
Alterity Therapeutics
ATHE
$80.1M
$17K 0.01%
135
– –
FTNT icon
650
Fortinet
FTNT
$119B
$17K 0.01%
3,425
– –
24 25
26
27 28

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.