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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALKS icon
601
Alkermes
ALKS
$8.39B
$25K 0.02%
500
– –
BRW
602
Saba Capital Income & Opportunities Fund
BRW
$342M
$25K 0.02%
2,200
– –
MINT icon
603
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$25K 0.02%
253
-69
-21% -$7K
TBF icon
604
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$25K 0.02%
900
– –
WCC
605
WESCO International
WCC
$16.7B
$25K 0.02%
300
– –
POT
606
DELISTED
Potash Corp Of Saskatchewan
POT
$25K 0.02%
683
-499
-42% -$18K
EPB
607
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$25K 0.02%
700
-2,630
-79% -$87.9K
UFS
608
DELISTED
DOMTAR CORPORATION (New)
UFS
$25K 0.02%
+600
New +$28.1K
SDR
609
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$25K 0.02%
3,180
-208
-6% -$1.64K
MNR
610
DELISTED
Monmouth Real Estate Investment Corp
MNR
$25K 0.02%
2,500
-2,023
-45% -$19.1K
DLTR icon
611
Dollar Tree
DLTR
$24.7B
$24K 0.02%
452
– –
IIF
612
Morgan Stanley India Investment Fund
IIF
$217M
$24K 0.02%
1,051
– –
ITB icon
613
iShares US Home Construction ETF
ITB
$2.29B
$24K 0.02%
1,000
-600
-38% -$14.3K
IVR icon
614
Invesco Mortgage Capital
IVR
$759M
$24K 0.02%
140
– –
NSP icon
615
Insperity
NSP
$2.06B
$24K 0.02%
+1,494
New +$23.8K
PNNT
616
Pennant Park Investment Corp
PNNT
$217M
$24K 0.02%
2,127
+1,127
+113% +$12.4K
PTH icon
617
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$225M
$24K 0.02%
1,515
– –
TLK icon
618
Telkom Indonesia
TLK
$14.4B
$24K 0.02%
1,180
+230
+24% +$4.76K
WAB icon
619
Wabtec
WAB
$49.4B
$24K 0.02%
+300
New +$23.1K
WPC icon
620
W.P. Carey
WPC
$16.9B
$24K 0.02%
+383
New +$23.4K
YUM icon
621
Yum! Brands
YUM
$43.3B
$24K 0.02%
417
– –
WX
622
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$24K 0.02%
750
+150
+25% +$5.13K
ACHV icon
623
Achieve Life Sciences
ACHV
$647M
$23K 0.01%
3
+1
+50% +$12.3K
BAC.PRL icon
624
Bank of America Series L
BAC.PRL
$3.96B
$23K 0.01%
20
– –
CRT
625
Cross Timbers Royalty Trust
CRT
$61M
$23K 0.01%
700
– –
23 24
25
26 27

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.