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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPLX icon
526
MPLX
MPLX
$59.3B
– –
-900
Closed -$64K
MPT
527
Medical Properties Trust
MPT
$2.77B
– –
-5,921
Closed -$77K
MS icon
528
Morgan Stanley
MS
$331B
– –
-1,247
Closed -$48K
MT icon
529
ArcelorMittal
MT
$52.9B
– –
-875
Closed -$19K
MTDR icon
530
Matador Resources
MTDR
$6.2B
– –
-2,000
Closed -$50K
MTZ icon
531
MasTec
MTZ
$21.1B
– –
-2,625
Closed -$52K
MU icon
532
Micron Technology
MU
$930B
– –
-200
Closed -$3K
MVIS icon
533
Microvision
MVIS
$6.21M
– –
-2
Closed –
MXF
534
Mexico Fund
MXF
$314M
– –
-3,810
Closed -$80K
NAT icon
535
Nordic American Tanker
NAT
$1.38B
– –
-736
Closed -$10K
NCZ
536
Virtus Convertible & Income Fund II
NCZ
$294M
– –
-335
Closed -$10K
NDSN icon
537
Nordson
NDSN
$16.6B
– –
-41
Closed -$3K
NEE icon
538
NextEra Energy
NEE
$181B
– –
-332
Closed -$8K
NFLX icon
539
Netflix
NFLX
$299B
– –
-11,900
Closed -$111K
NGL icon
540
NGL Energy Partners
NGL
$2.05B
– –
-2,800
Closed -$84K
NGS icon
541
Natural Gas Services Group
NGS
$472M
– –
-2,000
Closed -$45K
NHI icon
542
National Health Investors
NHI
$3.72B
– –
-75
Closed -$4K
NI icon
543
NiSource
NI
$21.3B
– –
-5,090
Closed -$91K
NIE
544
Virtus Equity & Convertible Income Fund
NIE
$719M
– –
-2,869
Closed -$55K
NLY icon
545
Annaly Capital Management
NLY
$17.1B
– –
-300
Closed -$11K
NMFC icon
546
New Mountain Finance
NMFC
$651M
– –
-4,100
Closed -$59K
NMM icon
547
Navios Maritime Partners
NMM
$2.3B
– –
-1,313
Closed -$210K
NOBL icon
548
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
– –
-956
Closed -$23K
NOC icon
549
Northrop Grumman
NOC
$77.1B
– –
-400
Closed -$63K
NPK icon
550
National Presto Industries
NPK
$870M
– –
-100
Closed -$8K
20 21
22
23 24

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.