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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
526
Deere & Co
DE
$160B
$28K 0.02%
348
-500
-59% -$42.8K
FANG icon
527
Diamondback Energy
FANG
$57.1B
$28K 0.02%
375
-125
-25% -$10.1K
GPC icon
528
Genuine Parts
GPC
$17.1B
$28K 0.02%
322
+2
+0.6% +$173
TLK icon
529
Telkom Indonesia
TLK
$14.5B
$28K 0.02%
1,180
– –
VTI icon
530
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$28K 0.02%
280
-4,046
-94% -$414K
TWX
531
DELISTED
Time Warner Inc
TWX
$28K 0.02%
1,000
-31
-3% -$2.4K
WHZ
532
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$28K 0.02%
2,300
– –
AMCC
533
DELISTED
Applied Micro Circuits Corporation New
AMCC
$28K 0.02%
4,000
– –
ARCC icon
534
Ares Capital
ARCC
$13.5B
$27K 0.02%
1,715
+200
+13% +$3.38K
CSD icon
535
Invesco S&P Spin-Off ETF
CSD
$221M
$27K 0.02%
615
-9,565
-94% -$434K
IMCV icon
536
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$27K 0.02%
699
-27
-4% -$1.11K
RNST icon
537
Renasant Corp
RNST
$3.98B
$27K 0.02%
1,000
– –
SPXS icon
538
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$27K 0.02%
2
– –
VIG icon
539
Vanguard Dividend Appreciation ETF
VIG
$111B
$27K 0.02%
362
+1
+0.3% +$78
NBL
540
DELISTED
Noble Energy, Inc.
NBL
$27K 0.02%
400
– –
ESRX
541
DELISTED
Express Scripts Holding Company
ESRX
$27K 0.02%
390
-3,279
-89% -$234K
PX
542
DELISTED
Praxair Inc
PX
$27K 0.02%
213
– –
TPLM
543
DELISTED
Triangle Petroleum Corporation
TPLM
$27K 0.02%
2,475
– –
ADM icon
544
Archer Daniels Midland
ADM
$38.2B
$26K 0.02%
522
+2
+0.4% +$98
AOR icon
545
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$26K 0.02%
673
– –
BGC icon
546
BGC Group
BGC
$5.45B
$26K 0.02%
5,598
– –
BOE icon
547
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$26K 0.02%
1,850
– –
EWP icon
548
iShares MSCI Spain ETF
EWP
$2.11B
$26K 0.02%
687
– –
LUMN icon
549
Lumen
LUMN
$6.57B
$26K 0.02%
648
– –
PEG icon
550
Public Service Enterprise Group
PEG
$38.2B
$26K 0.02%
720
+6
+0.8% +$222
20 21
22
23 24

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.