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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYZ icon
476
iShares US Telecommunications ETF
IYZ
$1.24B
– –
-674
Closed -$19K
JAZZ icon
477
Jazz Pharmaceuticals
JAZZ
$17B
– –
-25
Closed -$4K
JD icon
478
JD.com
JD
$43.9B
– –
-6,200
Closed -$211K
JHX icon
479
James Hardie Industries
JHX
$16.5B
– –
-250
Closed -$3K
JNK icon
480
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
– –
-836
Closed -$96K
JPM icon
481
JPMorgan Chase
JPM
$955B
– –
-3,037
Closed -$205K
JWN
482
DELISTED
Nordstrom
JWN
– –
-42
Closed -$3K
K
483
DELISTED
Kellanova
K
– –
-1,317
Closed -$77K
KBA icon
484
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
– –
-4,708
Closed -$277K
KIE icon
485
State Street SPDR S&P Insurance ETF
KIE
$642M
– –
-1,200
Closed -$27K
KKR icon
486
KKR & Co
KKR
$94.9B
– –
-5,184
Closed -$118K
KMB icon
487
Kimberly-Clark
KMB
$37.4B
– –
-469
Closed -$49K
KR icon
488
Kroger
KR
$34.7B
– –
-200
Closed -$7K
L icon
489
Loews
L
$23.7B
– –
-2,474
Closed -$95K
HAPN
490
Happen Inc
HAPN
$2.36B
– –
-50
Closed -$3K
LCII icon
491
LCI Industries
LCII
$2.61B
– –
-600
Closed -$34K
LE icon
492
Lands' End
LE
$393M
– –
-22
Closed –
LEA icon
493
Lear
LEA
$8.34B
– –
-424
Closed -$47K
LHX icon
494
L3Harris
LHX
$53.3B
– –
-43
Closed -$3K
LLY icon
495
Eli Lilly
LLY
$1.04T
– –
-1,360
Closed -$113K
LNC icon
496
Lincoln National
LNC
$8.98B
– –
-1,641
Closed -$97K
LNG icon
497
Cheniere Energy
LNG
$53.4B
– –
-500
Closed -$34K
LOW icon
498
Lowe's Companies
LOW
$123B
– –
-118
Closed -$7K
LPLA icon
499
LPL Financial
LPLA
$28.3B
– –
-200
Closed -$9K
LQD icon
500
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-52
Closed -$6K
18 19
20
21 22

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.