BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
+4.28%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$856M
AUM Growth
+$856M
Cap. Flow
+$70.4M
Cap. Flow %
8.23%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$16.2M
2
VZ icon
Verizon
VZ
$11.1M
3
V icon
Visa
V
$9.98M
4
GLD icon
SPDR Gold Trust
GLD
$8.92M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$7.33M

Top Sells

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.11M
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$6.61M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.44%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLOT icon
451
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-115,405
Closed -$6.33M
FRO icon
452
Frontline
FRO
$4.86B
– –
-10,000
Closed -$62K
FXR icon
453
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.86B
– –
-8,445
Closed -$424K
GDX icon
454
VanEck Gold Miners ETF
GDX
$19.6B
– –
-10,251
Closed -$369K
GNR icon
455
SPDR S&P Global Natural Resources ETF
GNR
$3.27B
– –
-9,915
Closed -$420K
HOFV
456
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-36,629
Closed -$45K
HPQ icon
457
HP
HPQ
$26.8B
– –
-30,039
Closed -$739K
JILL icon
458
J. Jill
JILL
$252M
– –
-10,000
Closed -$37K
LDP icon
459
Cohen & Steers Duration Preferred & Income Fund
LDP
$625M
– –
-79,124
Closed -$2.11M
LDUR icon
460
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
– –
-91,326
Closed -$9.32M
MBIO icon
461
Mustang Bio
MBIO
$11.1M
– –
-12,400
Closed -$47K
MRVL icon
462
Marvell Technology
MRVL
$53.7B
– –
-7,459
Closed -$355K
MTUM icon
463
iShares MSCI USA Momentum Factor ETF
MTUM
$18B
– –
-1,405
Closed -$227K
MVSTW icon
464
Microvast Holdings, Inc. Warrants
MVSTW
$42.6M
– –
-19,000
Closed -$90K
NBB icon
465
Nuveen Taxable Municipal Income Fund
NBB
$474M
– –
-11,478
Closed -$273K
NVG icon
466
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– –
-10,220
Closed -$171K
PFLT icon
467
PennantPark Floating Rate Capital
PFLT
$1.01B
– –
-282,882
Closed -$2.98M
PGX icon
468
Invesco Preferred ETF
PGX
$3.86B
– –
-61,505
Closed -$939K
POOL icon
469
Pool Corp
POOL
$11.4B
– –
-593
Closed -$221K
PTON icon
470
Peloton Interactive
PTON
$3.1B
– –
-10,925
Closed -$1.66M
PWZ icon
471
Invesco California AMT-Free Municipal Bond ETF
PWZ
$946M
– –
-57,112
Closed -$894K
QUAL icon
472
iShares MSCI USA Quality Factor ETF
QUAL
$54.1B
– –
-2,030
Closed -$236K
RDIV icon
473
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$848M
– –
-12,500
Closed -$423K
RKT icon
474
Rocket Companies
RKT
$37.6B
– –
-68,580
Closed -$1.39M
SFL icon
475
SFL Corp
SFL
$1.08B
– –
-10,000
Closed -$63K
17 18
19
20 21