BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
504
New
Increased
Reduced
Closed

Top Buys

1
+$22.9M
2
+$16.1M
3
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

1
+$14.6M
2
+$9.32M
3
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
– –
-10,220
452
– –
-282,882
453
– –
-61,505
454
– –
-34,927
455
– –
-45,000
456
– –
-562,500
457
– –
-11,000
458
– –
-1,850
459
– –
-7,551
460
– –
-60,000
461
– –
-7,098
462
– –
-1,448
463
– –
-10,000
464
– –
-115,405
465
– –
-10,000
466
– –
-8,445
467
– –
-91,326
468
– –
-17
469
– –
-7,459
470
– –
-593
471
– –
-6,800
472
– –
-3,333
473
– –
-355
474
– –
-10,000
475
– –
-12,226
17 18
19
20 21