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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXR icon
451
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
– –
-8,445
Closed -$424K
GDX icon
452
VanEck Gold Miners ETF
GDX
$27.4B
– –
-10,251
Closed -$369K
GNR icon
453
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
– –
-9,915
Closed -$420K
HOFV
454
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-1,665
Closed -$45K
HPQ icon
455
HP
HPQ
$27.5B
– –
-30,039
Closed -$739K
JILL icon
456
J. Jill
JILL
$283M
– –
-10,000
Closed -$37K
LDP icon
457
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
– –
-79,124
Closed -$2.1M
LDUR icon
458
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
– –
-91,326
Closed -$9.32M
MBIO icon
459
Mustang Bio
MBIO
$4.55M
– –
-17
Closed -$47K
MRVL icon
460
Marvell Technology
MRVL
$196B
– –
-7,459
Closed -$355K
MTUM icon
461
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
– –
-1,405
Closed -$227K
MVSTW
462
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-19,000
Closed -$90K
NBB icon
463
Nuveen Taxable Municipal Income Fund
NBB
$453M
– –
-11,478
Closed -$273K
NVG icon
464
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
-10,220
Closed -$171K
PFLT icon
465
PennantPark Floating Rate Capital
PFLT
$746M
– –
-282,882
Closed -$2.98M
PGX icon
466
Invesco Preferred ETF
PGX
$3.79B
– –
-61,505
Closed -$939K
POOL icon
467
Pool Corp
POOL
$7.5B
– –
-593
Closed -$221K
PTON icon
468
Peloton Interactive
PTON
$2.49B
– –
-10,925
Closed -$1.66M
PWZ icon
469
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.16B
– –
-57,112
Closed -$894K
QUAL icon
470
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
– –
-2,030
Closed -$236K
RDIV icon
471
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-12,500
Closed -$423K
RKT icon
472
Rocket Companies
RKT
$38.9B
– –
-68,580
Closed -$1.39M
SFL icon
473
SFL Corp
SFL
$1.61B
– –
-10,000
Closed -$63K
SLRC icon
474
SLR Investment Corp
SLRC
$715M
– –
-82,225
Closed -$1.44M
SND icon
475
Smart Sand
SND
$194M
– –
-20,000
Closed -$34K
17 18
19
20 21

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B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.