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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$651K
AUM Growth
-$576M
Cap. Flow
-$6.78M
Cap. Flow %
-1,042.19%
Top 10 Hldgs %
32.66%
Holding
450
New
53
Increased
120
Reduced
182
Closed
55

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.55M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$2.86M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.02M
5
ALTG icon
Alta Equipment Group
ALTG
+$1.97M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.42M
2
GLD icon
SPDR Gold Trust
GLD
+$1.73M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.52M
4
HON icon
Honeywell
HON
+$1.51M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 8.01%
2 Consumer Discretionary 4.49%
3 Financials 3.81%
4 Energy 3.49%
5 Healthcare 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDIV icon
426
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-10,300
Closed -$390K
REFR icon
427
Research Frontiers
REFR
$14M
– –
-12,800
Closed -$28K
SACH
428
Sachem Capital Corp
SACH
$39.1M
– –
-16,037
Closed -$72K
SDOG icon
429
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
– –
-6,584
Closed -$282K
SMMU icon
430
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
– –
-3,972
Closed -$200K
SNA icon
431
Snap-on
SNA
$21.2B
– –
-6,768
Closed -$1.06M
SPY icon
432
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-500
Closed -$141K
STWD icon
433
Starwood Property Trust
STWD
$5.92B
– –
-10,005
Closed -$224K
TLT icon
434
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-11,447
Closed -$1.45M
VATE icon
435
INNOVATE Corp
VATE
$111M
– –
-3,440
Closed -$84K
VHT icon
436
Vanguard Health Care ETF
VHT
$18.1B
– –
-1,338
Closed -$231K
VLO icon
437
Valero Energy
VLO
$90.1B
– –
-2,679
Closed -$227K
WBA
438
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,171
Closed -$201K
WY icon
439
Weyerhaeuser
WY
$18B
– –
-8,280
Closed -$218K
XRX icon
440
Xerox
XRX
$387M
– –
-7,000
Closed -$224K
MTVA
441
MetaVia Inc
MTVA
$7.33M
– –
0
– -$12K
SWN
442
DELISTED
Southwestern Energy Company
SWN
– –
-30,229
Closed -$142K
TA
443
DELISTED
TravelCenters of America LLC
TA
– –
-5,550
Closed -$114K
FCRD
444
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-21,000
Closed -$138K
CVET
445
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-6,414
Closed -$204K
NBEV
446
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
– –
-24,187
Closed -$127K
IMMU
447
DELISTED
Immunomedics Inc
IMMU
– –
-40,125
Closed -$771K
WFT
448
DELISTED
Weatherford International plc
WFT
– –
-19,036
Closed -$13K
CELG
449
DELISTED
Celgene Corp
CELG
– –
-2,266
Closed -$214K
14 15 16 17
18

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Wealth Management held 450 positions worth $651K, down 100% from $577M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

B. Riley Wealth Management withdrew a net $6.78M in Q2 2019, closing 55 positions and reducing 182 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $3.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Management opened a new position in First Trust Capital Strength ETF worth $2.93K.

  • B. Riley Wealth Management's largest Q2 2019 buy was First Trust Capital Strength ETF: 51,910 shares worth $2.93K.
  • B. Riley Wealth Management added most to ExxonMobil in Q2 2019, an estimated $3.55M increase.
  • B. Riley Wealth Management's biggest Q2 2019 reduction was SPDR Gold Trust, cutting an estimated $1.73M.
  • B. Riley Wealth Management fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2019, selling an estimated $3.42M.
  • B. Riley Wealth Management's ten largest holdings make up 33% of its $651K portfolio in Q2 2019.
  • B. Riley Wealth Management opened 53 new positions and closed 55 in Q2 2019.
  • B. Riley Wealth Management's portfolio value fell 100% quarter-over-quarter to $651K.

Based on B. Riley Wealth Management's 13F filing for Q2 2019, filed 14 Aug 2019.