B. Riley Wealth Management’s ALPS Sector Dividend Dogs ETF SDOG Stock Holding History

B. Riley Wealth Management’s Portfolio SDOG Stock Details SDOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-111	Closed	-$5K	–	560
2019 Q4	$5K	Buy	+111	New	+$5.01K	﹤0.01%	400
2019 Q2	–	Sell	-6,584	Closed	-$282K	–	430
2019 Q1	$282K	Sell	6,584 -2,485	-27%	-$105K	0.05%	292
2018 Q4	$355K	Buy	+9,069	New	+$392K	0.07%	222

Other funds holding SDOG

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

BWM

BerganKDV Wealth Management Bloomington, Minnesota $1,000M AUM 9.95% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

B. Riley Wealth Management's SDOG Position: Q1 2020 in Review

B. Riley Wealth Management sold out of ALPS Sector Dividend Dogs ETF (SDOG) in Q1 2020, closing a stake of 111 shares — an estimated $5K sold.

B. Riley Wealth Management first reported a position in SDOG in Q4 2018 and held it in 3 quarters. The position peaked at $355K in Q4 2018. 118 funds tracked by Wall St. Rank hold SDOG as of Q1 2020.

B. Riley Wealth Management reported no remaining ALPS Sector Dividend Dogs ETF position as of Q1 2020 after selling out during the quarter.
B. Riley Wealth Management sold 111 ALPS Sector Dividend Dogs ETF shares in Q1 2020, an estimated $5K.
B. Riley Wealth Management first reported a position in ALPS Sector Dividend Dogs ETF in Q4 2018 and held it in 3 quarters.
B. Riley Wealth Management's ALPS Sector Dividend Dogs ETF position peaked at $355K in Q4 2018.
118 funds tracked by Wall St. Rank held ALPS Sector Dividend Dogs ETF as of Q1 2020.

Based on B. Riley Wealth Management's 13F filing for Q1 2020, filed 15 May 2020.