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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXI icon
401
Invesco Dorsey Wright Energy Momentum ETF
PXI
$60.7M
$53K 0.04%
925
– –
STKL
402
DELISTED
SunOpta
STKL
$53K 0.04%
4,400
– –
XLY icon
403
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$53K 0.04%
1,604
-3,408
-68% -$115K
EQM
404
DELISTED
EQM Midstream Partners, LP
EQM
$53K 0.04%
600
-15
-2% -$1.38K
SPLV icon
405
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$52K 0.04%
1,515
– –
IJT icon
406
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$51K 0.04%
920
– –
NOC icon
407
Northrop Grumman
NOC
$77.1B
$51K 0.04%
395
+2
+0.5% +$252
TIME
408
DELISTED
Time Inc.
TIME
$51K 0.04%
+681
New +$16.4K
BIP icon
409
Brookfield Infrastructure Partners
BIP
$19.2B
$50K 0.04%
3,319
+38
+1% +$614
CHD icon
410
Church & Dwight Co
CHD
$23.4B
$50K 0.04%
1,440
– –
IJS icon
411
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$50K 0.04%
934
– –
CMG icon
412
Chipotle Mexican Grill
CMG
$47.2B
$49K 0.04%
3,750
-18,800
-83% -$246K
KMB icon
413
Kimberly-Clark
KMB
$36.3B
$49K 0.04%
479
+3
+0.6% +$312
PII icon
414
Polaris
PII
$3.82B
$49K 0.04%
331
-1,151
-78% -$166K
UNH icon
415
UnitedHealth
UNH
$376B
$49K 0.04%
575
-100
-15% -$8.45K
OUTR
416
DELISTED
OUTERWALL INC
OUTR
$49K 0.04%
875
-225
-20% -$13.1K
FM
417
DELISTED
iShares Frontier and Select EM ETF
FM
$49K 0.04%
1,300
+1,000
+333% +$38.5K
JAZZ icon
418
Jazz Pharmaceuticals
JAZZ
$15.9B
$48K 0.04%
300
-450
-60% -$69.2K
NGS icon
419
Natural Gas Services Group
NGS
$472M
$48K 0.04%
2,000
+1,000
+100% +$29.2K
NLY icon
420
Annaly Capital Management
NLY
$17.1B
$48K 0.04%
1,146
– –
TER icon
421
Teradyne
TER
$57.6B
$48K 0.04%
1,540
+1,040
+208% +$20.4K
IAU icon
422
iShares Gold Trust
IAU
$62.9B
$47K 0.03%
2,015
– –
IP icon
423
International Paper
IP
$21.6B
$47K 0.03%
1,056
-15
-1% -$691
OHI icon
424
Omega Healthcare
OHI
$15.1B
$47K 0.03%
1,388
+16
+1% +$589
SHY icon
425
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$47K 0.03%
565
-44
-7% -$3.72K
15 16
17
18 19

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EL
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PGF
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SM
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BA
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HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.