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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
351
DELISTED
Magellan Midstream Partners, L.P.
MMP
$63K 0.05%
770
-1,950
-72% -$159K
MNDT
352
DELISTED
Mandiant, Inc. Common Stock
MNDT
$63K 0.05%
2,000
-1,000
-33% -$30.7K
BKNG icon
353
Booking.com
BKNG
$149B
$62K 0.05%
1,375
+625
+83% +$28.2K
CSR
354
Centerspace
CSR
$921M
$62K 0.05%
760
-240
-24% -$19.6K
DTE icon
355
DTE Energy
DTE
$29.5B
$62K 0.05%
848
– –
FDX icon
356
FedEx
FDX
$72.7B
$62K 0.05%
360
+115
+47% +$19.4K
RSPH icon
357
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$764M
$62K 0.05%
4,360
– –
VTRS icon
358
Viatris
VTRS
$20.4B
$62K 0.05%
1,100
+900
+450% +$48.3K
CPB icon
359
Campbell Soup
CPB
$6.55B
$61K 0.05%
1,390
– –
COW
360
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$61K 0.05%
2,030
-100
-5% -$3.15K
AOD
361
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$60K 0.05%
7,112
+1,709
+32% +$14.6K
DINO icon
362
HF Sinclair
DINO
$16.3B
$60K 0.05%
1,602
– –
GLW icon
363
Corning
GLW
$119B
$60K 0.05%
2,625
-425
-14% -$8.65K
SYLD icon
364
Cambria Shareholder Yield ETF
SYLD
$987M
$60K 0.05%
1,950
+400
+26% +$12.4K
DTV
365
DELISTED
DIRECTV COM STK (DE)
DTV
$60K 0.05%
700
– –
DXJ icon
366
WisdomTree Japan Hedged Equity Fund
DXJ
$7.08B
$58K 0.05%
1,195
– –
NOC icon
367
Northrop Grumman
NOC
$77.1B
$58K 0.05%
397
+2
+0.5% +$274
OHI icon
368
Omega Healthcare
OHI
$15.1B
$58K 0.05%
1,504
+116
+8% +$4.4K
PRIM icon
369
Primoris Services
PRIM
$4.58B
$58K 0.05%
2,500
+500
+25% +$12.5K
GURU icon
370
Global X Guru Index ETF
GURU
$61.3M
$57K 0.05%
2,215
– –
XLE icon
371
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$57K 0.05%
1,450
+800
+123% +$33.3K
ADP icon
372
Automatic Data Processing
ADP
$106B
$56K 0.05%
673
-89
-12% -$7.21K
BX icon
373
Blackstone
BX
$102B
$56K 0.05%
1,692
+321
+23% +$10K
CHD icon
374
Church & Dwight Co
CHD
$23.4B
$56K 0.05%
1,440
– –
IJT icon
375
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$56K 0.05%
920
– –
13 14
15
16 17

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.