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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWG icon
326
iShares MSCI Germany ETF
EWG
$1.59B
– –
-50
Closed -$1K
EWH icon
327
iShares MSCI Hong Kong ETF
EWH
$1.24B
– –
-150
Closed -$3K
EWJ icon
328
iShares MSCI Japan ETF
EWJ
$21.9B
– –
-2,018
Closed -$103K
EWK icon
329
iShares MSCI Belgium ETF
EWK
$164M
– –
-1,076
Closed -$18K
EWL icon
330
iShares MSCI Switzerland ETF
EWL
$2.19B
– –
-137
Closed -$4K
EWN icon
331
iShares MSCI Netherlands ETF
EWN
$571M
– –
-60
Closed -$1K
EWS icon
332
iShares MSCI Singapore ETF
EWS
$1.04B
– –
-15
Closed –
EWX icon
333
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
– –
-667
Closed -$30K
EWZ icon
334
iShares MSCI Brazil ETF
EWZ
$9.28B
– –
-300
Closed -$9K
EXAS
335
DELISTED
Exact Sciences
EXAS
– –
-1,000
Closed -$29K
EXC icon
336
Exelon
EXC
$47.2B
– –
-450
Closed -$10K
EXG icon
337
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
– –
-2,872
Closed -$27K
EXPD icon
338
Expeditors International
EXPD
$22B
– –
-600
Closed -$27K
FANG icon
339
Diamondback Energy
FANG
$57.1B
– –
-375
Closed -$28K
FCX icon
340
Freeport-McMoran
FCX
$90B
– –
-2,172
Closed -$40K
FDS icon
341
Factset
FDS
$9.36B
– –
-20
Closed -$3K
FEM icon
342
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
– –
-200
Closed -$4K
FEX icon
343
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
– –
-5,042
Closed -$231K
FFA
344
First Trust Enhanced Equity Income Fund
FFA
$450M
– –
-1,000
Closed -$14K
FFIV icon
345
F5
FFIV
$22.9B
– –
-35
Closed -$4K
FGM icon
346
First Trust Germany AlphaDEX Fund
FGM
$98M
– –
-100
Closed -$3K
FHN icon
347
First Horizon
FHN
$12.2B
– –
-7
Closed –
FIDU icon
348
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
– –
-3,405
Closed -$95K
FIS icon
349
Fidelity National Information Services
FIS
$23.1B
– –
-75
Closed -$4K
FJP icon
350
First Trust Japan AlphaDEX Fund
FJP
$249M
– –
-346
Closed -$17K
12 13
14
15 16

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.