B. Riley Wealth Management’s First Trust Japan AlphaDEX Fund FJP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-346	Closed	-$17K	–	350
2015 Q2	$17K	Sell	346 -28	-7%	-$1.38K	0.01%	639
2015 Q1	$18K	Buy	+374	New	+$18K	0.01%	633