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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
326
TotalEnergies
TTE
$195B
$81K 0.06%
1,262
-700
-36% -$46.4K
ELV icon
327
Elevance Health
ELV
$81.5B
$80K 0.06%
675
-100
-13% -$11.5K
EXPD icon
328
Expeditors International
EXPD
$22B
$80K 0.06%
1,993
– –
FUN icon
329
Cedar Fair
FUN
$1.77B
$80K 0.06%
1,700
+675
+66% +$33.6K
MDXG icon
330
MiMedx Group
MDXG
$602M
$79K 0.06%
11,205
– –
VVR icon
331
Invesco Senior Income Trust
VVR
$457M
$79K 0.06%
16,700
-1,000
-6% -$4.86K
TFCF
332
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$79K 0.06%
2,400
– –
CSR
333
Centerspace
CSR
$921M
$77K 0.06%
1,000
– –
WTRG icon
334
Essential Utilities
WTRG
$11.3B
$77K 0.06%
3,278
-108
-3% -$2.64K
FTC icon
335
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.3B
$76K 0.06%
+1,753
New +$77.1K
MTZ icon
336
MasTec
MTZ
$21.1B
$76K 0.06%
2,510
+2,010
+402% +$59.8K
OSIS icon
337
OSI Systems
OSIS
$3.65B
$76K 0.06%
+1,200
New +$79.7K
RSPD icon
338
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$317M
$76K 0.06%
2,850
-384
-12% -$10.5K
WRB icon
339
W.R. Berkley
WRB
$26.9B
$76K 0.06%
5,400
– –
SDRL
340
DELISTED
Seadrill Limited Common Stock
SDRL
$76K 0.06%
11
+5
+83% +$47.3K
AET
341
DELISTED
Aetna Inc
AET
$76K 0.06%
950
-100
-10% -$8.14K
NSLP
342
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$76K 0.06%
3,219
+209
+7% +$5.29K
CSQ icon
343
Calamos Strategic Total Return Fund
CSQ
$3.23B
$75K 0.06%
6,425
– –
WBD icon
344
Warner Bros
WBD
$65.9B
$75K 0.06%
2,000
-1,914
-49% -$79.7K
AHGP
345
DELISTED
Alliance Holdings GP
AHGP
$75K 0.06%
+1,100
New +$76.8K
K
346
DELISTED
Kellanova
K
$74K 0.06%
1,289
+10
+0.8% +$603
JOYY
347
JOYY Inc
JOYY
$3.71B
$74K 0.06%
1,000
+950
+1,900% +$77.4K
DISCK
348
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$74K 0.06%
+2,000
New +$80.9K
MEOH icon
349
Methanex
MEOH
$4.3B
$73K 0.05%
1,100
-1,000
-48% -$66.2K
CI icon
350
Cigna
CI
$73.7B
$72K 0.05%
+800
New +$74.8K
12 13
14
15 16

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EL
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PGF
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SM
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BA
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HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.