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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYS icon
301
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$280K 0.04%
2,809
+172
+7% +$17.1K
PSX icon
302
Phillips 66
PSX
$82.7B
$278K 0.04%
2,500
-136
-5% -$15.3K
MKC icon
303
McCormick & Company Non-Voting
MKC
$13.9B
$276K 0.04%
3,254
+6
+0.2% +$497
BDX icon
304
Becton Dickinson
BDX
$46.9B
$275K 0.04%
1,037
-35
-3% -$8.73K
DAL icon
305
Delta Air Lines
DAL
$60.2B
$273K 0.04%
4,668
-300
-6% -$16.8K
SPR
306
DELISTED
Spirit AeroSystems
SPR
$267K 0.04%
3,669
– –
AMRN
307
Amarin Corp
AMRN
$297M
$265K 0.04%
618
+63
+11% +$23.9K
CYBR
308
DELISTED
CyberArk
CYBR
$265K 0.04%
+2,275
New +$255K
FMB icon
309
First Trust Managed Municipal ETF
FMB
$2.05B
$264K 0.04%
+4,750
New +$263K
XLC icon
310
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$264K 0.04%
4,930
– –
GS icon
311
Goldman Sachs
GS
$303B
$261K 0.04%
1,134
+17
+2% +$3.69K
KYN icon
312
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$260K 0.04%
18,665
– –
BLK icon
313
Blackrock
BLK
$175B
$259K 0.04%
+516
New +$245K
PAGP icon
314
Plains GP Holdings
PAGP
$5.15B
$259K 0.04%
+13,672
New +$256K
FXN icon
315
First Trust Energy AlphaDEX Fund
FXN
$376M
$258K 0.04%
+24,415
New +$235K
TJX icon
316
TJX Companies
TJX
$174B
$257K 0.04%
4,210
-72
-2% -$4.26K
HCA icon
317
HCA Healthcare
HCA
$88B
$254K 0.04%
1,720
– –
GMZ
318
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$254K 0.04%
5,975
-1,914
-24% -$81.5K
IYR icon
319
iShares US Real Estate ETF
IYR
$4.67B
$252K 0.04%
2,710
– –
PBA icon
320
Pembina Pipeline
PBA
$28B
$250K 0.04%
+6,742
New +$241K
SLRC icon
321
SLR Investment Corp
SLRC
$709M
$248K 0.04%
12,050
-1,617
-12% -$33.2K
NAD icon
322
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$244K 0.04%
16,693
+3,558
+27% +$51.5K
NBB icon
323
Nuveen Taxable Municipal Income Fund
NBB
$449M
$244K 0.04%
11,171
– –
PNC icon
324
PNC Financial Services
PNC
$100B
$242K 0.04%
1,516
+54
+4% +$8.11K
FIV
325
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$242K 0.04%
26,330
+1,095
+4% +$9.87K
11 12
13
14 15

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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.