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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
301
Vanguard Information Technology ETF
VGT
$141B
$262K 0.05%
9,712
– –
ADP icon
302
Automatic Data Processing
ADP
$107B
$259K 0.05%
1,606
-228
-12% -$37.7K
ZS icon
303
Zscaler
ZS
$25B
$257K 0.04%
5,440
-1,210
-18% -$87.1K
AIF
304
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$257K 0.04%
16,932
– –
STZ icon
305
Constellation Brands
STZ
$22.4B
$256K 0.04%
1,234
-2,505
-67% -$503K
IYR icon
306
iShares US Real Estate ETF
IYR
$4.67B
$253K 0.04%
2,710
-955
-26% -$87K
MKC icon
307
McCormick & Company Non-Voting
MKC
$13.9B
$253K 0.04%
3,248
+220
+7% +$17.7K
ILF icon
308
iShares Latin America 40 ETF
ILF
$3.82B
$250K 0.04%
+7,910
New +$255K
SHV icon
309
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$250K 0.04%
+2,262
New +$250K
NBB icon
310
Nuveen Taxable Municipal Income Fund
NBB
$449M
$249K 0.04%
11,171
– –
GM icon
311
General Motors
GM
$76.9B
$246K 0.04%
+6,569
New +$253K
SCZ icon
312
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$246K 0.04%
4,297
+490
+13% +$27.7K
BAH icon
313
Booz Allen Hamilton
BAH
$8.56B
$245K 0.04%
3,438
-1,822
-35% -$129K
IJK icon
314
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$245K 0.04%
4,380
-620
-12% -$34.9K
WPC icon
315
W.P. Carey
WPC
$16.6B
$245K 0.04%
2,801
-849
-23% -$72.3K
XLC icon
316
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$244K 0.04%
4,930
-3,580
-42% -$179K
STWD icon
317
Starwood Property Trust
STWD
$5.92B
$239K 0.04%
+9,871
New +$233K
TJX icon
318
TJX Companies
TJX
$174B
$239K 0.04%
4,282
-173
-4% -$9.42K
Z icon
319
Zillow
Z
$8.04B
$237K 0.04%
7,950
– –
GS icon
320
Goldman Sachs
GS
$303B
$231K 0.04%
1,117
-1,235
-53% -$258K
FPX icon
321
First Trust US Equity Opportunities ETF
FPX
$1.5B
$224K 0.04%
2,959
+98
+3% +$7.71K
FIV
322
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$223K 0.04%
25,235
– –
GLW icon
323
Corning
GLW
$126B
$221K 0.04%
7,732
– –
VT icon
324
Vanguard Total World Stock ETF
VT
$78B
$220K 0.04%
2,941
-13
-0.4% -$971
DUK icon
325
Duke Energy
DUK
$96.9B
$219K 0.04%
+2,280
New +$207K
11 12
13
14 15

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HIH
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.