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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
276
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$97K 0.08%
838
– –
RH icon
277
RH
RH
$3.13B
$96K 0.08%
+1,000
New +$83.8K
PXD
278
DELISTED
Pioneer Natural Resource Co.
PXD
$96K 0.08%
650
– –
OCSL icon
279
Oaktree Specialty Lending
OCSL
$1.02B
$95K 0.08%
3,973
-3,834
-49% -$99.1K
WY icon
280
Weyerhaeuser
WY
$18B
$95K 0.08%
2,667
+22
+0.8% +$755
AA icon
281
Alcoa
AA
$11.9B
$92K 0.08%
2,434
-22,552
-90% -$874K
AHRT
282
AH Realty Trust
AHRT
$529M
$92K 0.08%
9,700
– –
RRGB icon
283
Red Robin
RRGB
$145M
$92K 0.08%
1,200
+600
+100% +$38.1K
WPZ
284
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$92K 0.08%
2,203
-315
-13% -$14.8K
SDY icon
285
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$91K 0.07%
1,164
-212
-15% -$16.6K
MRO
286
DELISTED
Marathon Oil Corporation
MRO
$91K 0.07%
3,226
+1,012
+46% +$32.2K
CHK
287
DELISTED
Chesapeake Energy Corporation
CHK
$91K 0.07%
23
+1
+5% +$4.15K
APO icon
288
Apollo Global Management
APO
$72.4B
$90K 0.07%
3,840
-100
-3% -$2.31K
FXU icon
289
First Trust Utilities AlphaDEX Fund
FXU
$814M
$90K 0.07%
3,636
+2,921
+409% +$69.9K
GLD icon
290
SPDR Gold Trust
GLD
$131B
$90K 0.07%
794
-63
-7% -$7.27K
VYM icon
291
Vanguard High Dividend Yield ETF
VYM
$80.9B
$90K 0.07%
1,320
– –
WTRG icon
292
Essential Utilities
WTRG
$11.3B
$90K 0.07%
3,399
+121
+4% +$3.11K
IVOO icon
293
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
$89K 0.07%
1,834
– –
LEN icon
294
Lennar Class A
LEN
$19.8B
$89K 0.07%
+2,101
New +$87K
GLOP
295
DELISTED
GASLOG PARTNERS LP
GLOP
$88K 0.07%
3,500
-6,670
-66% -$174K
TFCF
296
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$88K 0.07%
2,400
– –
MPT
297
Medical Properties Trust
MPT
$2.77B
$87K 0.07%
6,380
+2,000
+46% +$26.8K
AZUR
298
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$87K 0.07%
4,800
– –
FCX icon
299
Freeport-McMoran
FCX
$90B
$85K 0.07%
3,643
+108
+3% +$2.98K
DAL icon
300
Delta Air Lines
DAL
$57.5B
$84K 0.07%
1,719
-21,300
-93% -$897K
10 11
12
13 14

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EL
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PGF
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SM
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BA
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HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.