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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPIX icon
251
Cumberland Pharmaceuticals
CPIX
$100M
– –
-1,000
Closed -$7K
CRM icon
252
Salesforce
CRM
$151B
– –
-5,000
Closed -$348K
CRUS icon
253
Cirrus Logic
CRUS
$6.53B
– –
-1,000
Closed -$34K
CSIQ icon
254
Canadian Solar
CSIQ
$1.02B
– –
-250
Closed -$7K
CSM icon
255
ProShares Large Cap Core Plus
CSM
$518M
– –
-1,040
Closed -$25K
CSQ icon
256
Calamos Strategic Total Return Fund
CSQ
$3.23B
– –
-3,080
Closed -$33K
CTAS icon
257
Cintas
CTAS
$81.9B
– –
-4
Closed –
CSX icon
258
CSX Corp
CSX
$93.4B
– –
-2,910
Closed -$31K
CUT icon
259
Invesco MSCI Global Timber ETF
CUT
$32.8M
– –
-100
Closed -$2K
CVS icon
260
CVS Health
CVS
$133B
– –
-576
Closed -$60K
CW icon
261
Curtiss-Wright
CW
$26.7B
– –
-50
Closed -$3K
CWB icon
262
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-1,688
Closed -$80K
CX icon
263
Cemex
CX
$17.1B
– –
-1,949
Closed -$16K
D icon
264
Dominion Energy
D
$60.8B
– –
-1,708
Closed -$114K
DAL icon
265
Delta Air Lines
DAL
$57.5B
– –
-800
Closed -$32K
DBC icon
266
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-866
Closed -$15K
DBA icon
267
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-100
Closed -$2K
DBL
268
DoubleLine Opportunistic Credit Fund
DBL
$278M
– –
-2,985
Closed -$69K
DBO icon
269
Invesco DB Oil Fund
DBO
$403M
– –
-1,000
Closed -$14K
DD icon
270
DuPont de Nemours
DD
$18.5B
– –
-1,656
Closed -$214K
DE icon
271
Deere & Co
DE
$160B
– –
-200
Closed -$19K
DEM icon
272
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
– –
-1,200
Closed -$52K
DFS
273
DELISTED
Discover Financial Services
DFS
– –
-1,000
Closed -$57K
DG icon
274
Dollar General
DG
$28B
– –
-300
Closed -$23K
DGS icon
275
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.69B
– –
-100
Closed -$4K
9 10
11
12 13

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EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.